Ajeet Atwal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ajeet Atwal was a registered financial professional .
Ajeet is a previously registered financial professional and started their career in finance in 2012. Ajeet had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2019 - June 18, 2020
RBC CM FUND PARTNERS, LLC
December 14, 2018 - February 4, 2019
RBC CAPITAL MARKETS, LLC
September 25, 2012 - June 18, 2020
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
RBC CM FUND PARTNERS, LLC
CRD#: 298853 / SEC#: 801-114165
Contact information
Documents
Red Flags
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