Mark Ramos

FOURSTAR WEALTH ADVISORS

WARREN, NJ

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CRD#: 5897595

Professional summary

Mark Ramos, who also goes by Mark A Ramos, Mark Anthony Ramos, Mark Ramos, is a registered financial advisor currently at FOURSTAR WEALTH ADVISORS, LLC located in Warren, New Jersey.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Mark has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark A Ramos | Mark Anthony Ramos | Mark Ramos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 09/03/2021 - AMERICAN STRATEGIC ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ EAST BRUNSWICK, NJ 2. 09/03/2021 - MARK RAMOS/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 50%/ EAST BRUNSWICK, NJ

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Ramos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 19, 2024 - Present

FOURSTAR WEALTH ADVISORS, LLC

RIA

CRD#: 169613

WARREN, NJ

Past

September 14, 2021 - August 5, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

EAST BRUNSWICK, NJ

Past

September 7, 2021 - August 5, 2024

LPL FINANCIAL LLC

CRD#: 6413

EAST BRUNSWICK, NJ

Past

July 12, 2019 - September 21, 2021

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

Parsippany, NJ

Past

July 11, 2019 - September 21, 2021

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Parsippany, NJ

Past

March 20, 2018 - June 12, 2019

RONALD GELOK & ASSOCIATES, LLC

RIA

CRD#: 290950

PARISPPANY, NJ

Past

October 5, 2016 - January 4, 2018

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

Parsippany, NJ

Past

October 3, 2016 - January 4, 2018

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

PARSIPPANY, NJ

Past

November 21, 2014 - August 25, 2016

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

BEDMINSTER, NJ

Past

November 21, 2014 - August 25, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

BEDMINSTER, NJ

Past

October 2, 2012 - July 29, 2014

EDWARD JONES

RIA

CRD#: 250

WARREN, NJ

Past

August 21, 2012 - July 29, 2014

EDWARD JONES

CRD#: 250

WARREN, NJ

Past

May 4, 2011 - April 12, 2012

NEW ENGLAND SECURITIES

CRD#: 615

FAIRFIELD, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOURSTAR WEALTH ADVISORS, LLC

FAMILY WEALTH LEGACY ADVISORS | GINGER ADVISORS, LLC | FOURSTAR WEALTH ADVISORS, LLC

CRD#: 169613 / SEC#: 801-110467

RIA

Registered Investment Advisory firm - (4/21/2017 Approved)

Illinois

Registered Investment Advisory firm - (4/21/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/31/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/4/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/12/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/3/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FOURSTAR WEALTH ADVISORS, LLC

FAMILY WEALTH LEGACY ADVISORS | GINGER ADVISORS, LLC | FOURSTAR WEALTH ADVISORS, LLC

CRD#: 169613 / SEC#: 801-110467

RIA

Registered Investment Advisory firm - (4/21/2017 Approved)

Illinois

Registered Investment Advisory firm - (4/21/2017 Terminated)

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Contact information

Main Address

1 N. Lasalle Street Suite 2225, Chicago, IL 60602

Mailing Address

Phone number

(312) 667-1750

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,309
AUM (Assets Under Management)	$ 1,240,902,908

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2025	Cover Page	Report
05/28/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Mark Ramos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Ramos's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

RONALD GELOK & ASSOCIATES, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

G.F. INVESTMENT SERVICES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

EDWARD JONES

EDWARD JONES

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

FOURSTAR WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2012

Series 63

Date: 8/31/2011

SIE

Date: 1/4/2018

Series 7

Date: 9/12/2012

Series 6

Date: 5/3/2011

Current Firm

FOURSTAR WEALTH ADVISORS, LLC

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FOURSTAR WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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