PL
Peter C. Lantz
AE WEALTH MANAGEMENT
Dartmouth, MA 02747
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CRD#: 5897420
PL
Professional summary
Peter Charles Lantz is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Dartmouth, Massachusetts.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Peter has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) ARBOR INSURANCE BROKERAGE, INC DBA USA WEALTH GROUP, INC.; YES INVESTMENT RELATED; 352 FAUNCE CORNER RD, DARTMOUTH, MA 02747; INSURANCE SALES; VICE PRESIDENT; START DATE 11/2016; APPROX 160 HRS/MONTH; APPROX 120 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. (2.) THE LANTZ FAMILY AGENCY, INC; YES INVESTMENT RELATED; 352 FAUNCE CORNER RD, DARTMOUTH, MA 02747;INSURANCE AGENCY; OWNER / PRESIDENT; START DATE 12/2013; APPROX 4 HRS/MONTH; APPROX 4 HRS/MONTH DURING TRADING; HOME AND AUTO INSURANCE SALES AND SERVICES. (3.) USA REALTY GROUP, INC; YES INVESTMENT RELATED; 352 FAUNCE CORNER RD, DARTMOUTH, MA 02747; REAL ESTATE; REAL ESTATE BROKER; START DATE 06/2005; APPROX 4 HRS/MONTH; APPROX 1 HR/MONTH DURING TRADING. (4.) DARTMOUTH FIRE DEPARTMENT DISTRICT 1; NOT INVESTMENT RELATED; 1 BRIDGE STREET, DARTMOUTH, MA 02748; FIRE DEPARTMENT; VOLUNTEER FIRE FIGHTER; APPROX 10 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; VOLUNTEER FIRE FIGHTER OUTSIDE OF NORMAL BUSINESS HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Charles Lantz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 14, 2018 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 352 Faunce Corner Rd, Dartmouth, MA 02747RIA
CRD#: 282580
Dartmouth, MA
Past
August 21, 2014 - December 9, 2016
HORACE MANN INVESTORS, INC.
BD
CRD#: 11643
Dartmouth, MA
Past
March 21, 2011 - August 9, 2011
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEEDHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(12/14/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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Company Information
AE WEALTH MANAGEMENT, LLC
CRD#: 282580Dartmouth, MA 02747TRUST BUT VERIFY
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