Elliot C. Risbrudt
Professional summary
Elliot Carl Edward Risbrudt is a registered financial advisor currently at NORTHROCK PARTNERS, LLC located in Minneapolis, Minnesota.
Elliot is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Elliot has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Elliot Carl Edward Risbrudt's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 6, 2021 - Present
NORTHROCK PARTNERS, LLC
Office #1: 225 South Sixth Street Suite 1400, Minneapolis, MN 55402November 18, 2013 - November 27, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
October 3, 2013 - November 27, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
February 15, 2012 - October 2, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
NORTHROCK PARTNERS, LLC
CRD#: 167908 / SEC#: 801-78194
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/12/2024)
(2/21/2024)
(4/6/2021)
(3/21/2023)
Exams
Current Firm
NORTHROCK PARTNERS, LLC
CRD#: 167908 / SEC#: 801-78194
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,834 |
| AUM (Assets Under Management) | $ 6,596,242,797 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 11/05/2024 | ||
| 01/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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