Henry J. Pinnell

CRB SECURITIES

New York, NY 10018

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CRD#: 5897232

Professional summary

Henry John Pinnell is a registered financial professional currently at CRB SECURITIES, LLC located in New York, New York.

Henry is registered as a RR (Registered Representative) and started their career in finance in 2011. Henry has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Henry John Pinnell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2024 - Present

CRB SECURITIES, LLC

Office #1: 104 West 40th Street Suite 1720, New York, NY 10018

CRD#: 283134

New York, NY

Past

November 16, 2021 - August 8, 2023

LEERINK PARTNERS LLC

CRD#: 39011

NEW YORK, NY

Past

July 6, 2011 - November 24, 2021

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/16/2024)

Connecticut
(11/26/2024)

Delaware
(11/26/2024)

District of Columbia
(11/26/2024)

Florida
(11/26/2024)

Georgia
(11/26/2024)

Illinois
(11/14/2024)

Maryland
(11/26/2024)

Massachusetts
(11/26/2024)

Michigan
(11/26/2024)

Minnesota
(11/26/2024)

Nevada
(11/21/2024)

New Jersey
(2/16/2024)

New Mexico
(11/26/2024)

New York
(2/16/2024)

North Carolina
(11/26/2024)

Pennsylvania
(2/16/2024)

Tennessee
(11/26/2024)

Texas
(11/26/2024)

Utah
(11/14/2024)

Virginia
(11/26/2024)

Wisconsin
(11/26/2024)

Exams

State Security Law Exam

Series 63

Date: 6/7/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 7/5/2011

Investment Banking Registered Representative Examination

SRO Registrations

FINRA

Current Firm

CRB SECURITIES, LLC

CRD#: 283134 / SEC#: , 8-69740

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

2115 Linwood Avenue 4th Floor, Fort Lee, NJ 07024

Mailing Address

2115 Linwood Avenue 4th Floor, Fort Lee, NJ 07024

Phone number

(201) 808-7000

Established

New Jersey since 12/11/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (22 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CRB GROUP, INC.	OWNER
COOPER, NOAH P	DIRECTOR	5571488
GADE, GILLES G	DIRECTOR	2535478
KELM, CHRISTOPHER THOMAS	CEO / CCO / DIRECTOR	1694572
ROTHENBERG, SHARI P	FINOP	6590875
WILLEMS, ERICA LYNN	COO / DIRECTOR	4389694

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Henry J. Pinnell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Henry John Pinnell's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRB SECURITIES, LLC

LEERINK PARTNERS LLC

BARCLAYS CAPITAL INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/7/2011

SIE

Date: 10/1/2018

Series 79

Date: 7/5/2011

FINRA

Current Firm

CRB SECURITIES, LLC

Contact information

FINRA licenses (22 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CRB SECURITIES, LLC

TRUST BUT VERIFY

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