Ricardo Hellmund

STELAC ADVISORY SERVICES LLC

MIAMI, FL 33131

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CRD#: 5897138

Professional summary

Ricardo Hellmund is a registered financial advisor currently at STELAC ADVISORY SERVICES LLC located in Miami, Florida.

Ricardo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Ricardo has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF BUSINESS: C. HELLMUND & CO. APARTADO 589, CARACAS 1070-A, VENEZUELA. MEMBER OF THE BOARD OF DIRECTORS. OWN 12-15% OF THE SHARES OF THE COMPANY. BOARD OF DIRECTORS' SUPERVISORY ROLE. 12/1998. (WWW.HELLMUND.COM) THIS COMPANY IS PRIVATELY HELD. THE COMPANY IS A WHOLESALER/DISTRIBUTOR OF CONSUMER ELECTRONIC PRODUCTS IN VENEZUELA. HOURS DEVOTED PER QUARTER: 5. HOURS DEVOTED DURING TRADING HOURS PER MONTH: 0.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ricardo Hellmund's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2018 - Present

STELAC ADVISORY SERVICES LLC

Office #1: 999 Brickell Ave Suite 560, Miami, FL 33131

RIA

CRD#: 145103

MIAMI, FL

Past

October 14, 2015 - June 12, 2018

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CORAL GABLES, FL

Past

July 23, 2015 - June 12, 2018

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CORAL GABLES, FL

Past

April 6, 2011 - August 5, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STELAC ADVISORY SERVICES LLC

CRD#: 145103 / SEC#: 801-68823

RIA

Registered Investment Advisory firm - (2/12/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/12/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/25/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/5/2011

General Securities Representative Examination

Current Firm

STELAC ADVISORY SERVICES LLC

CRD#: 145103 / SEC#: 801-68823

RIA

Registered Investment Advisory firm - (2/12/2008 Approved)

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Contact information

Main Address

654 Madison Avenue Suite 1101, New York, NY 10065

Mailing Address

Phone number

(212) 920-3890

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STELAC ADVISORY SERVICES 2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	369
AUM (Assets Under Management)	$ 4,060,308,136

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ricardo Hellmund

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ricardo Hellmund's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

STELAC ADVISORY SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/12/2015

Series 63

Date: 4/25/2011

SIE

Date: 6/12/2018

Series 7

Date: 4/5/2011

Current Firm

STELAC ADVISORY SERVICES LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STELAC ADVISORY SERVICES LLC

TRUST BUT VERIFY

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