Jared L. Stines

PETERSON FINANCIAL GROUP

Des Moines, IA 50309

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CRD#: 5896834

Professional summary

Jared Lee Stines, who also goes by Jared L Stines, Jared Stines, is a registered financial advisor currently at PETERSON FINANCIAL GROUP, INC. located in Des Moines, Iowa.

Jared is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jared has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jared L Stines | Jared Stines

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing member of Lee Mountain Co., LLC. This is an entity used for his personal real estate investments. This is a non-investment related activity in which Mr. Stines spends minimal time each month. Active Insurance License, spends 40% of his time monthly and receives compensation

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jared Lee Stines's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2019 - Present

PETERSON FINANCIAL GROUP, INC.

Office #1: 220 Sw 9th St. Suite 230, Des Moines, IA 50309

RIA

CRD#: 169519

Des Moines, IA

Past

November 18, 2016 - December 31, 2018

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

URBANDALE, IA

Past

November 18, 2016 - December 31, 2018

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

URBANDALE, IA

Past

May 24, 2016 - November 18, 2016

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

DES MOINES, IA

Past

May 16, 2016 - November 18, 2016

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

DES MOINES, IA

Past

June 16, 2015 - November 18, 2016

DIRECTED SERVICES LLC

CRD#: 21675

DES MOINES, IA

Past

November 13, 2012 - March 25, 2015

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

CHARLOTTE, NC

Past

November 13, 2012 - March 25, 2015

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

CHARLOTTE, NC

Past

June 9, 2011 - September 26, 2012

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

HIGH POINT, NC

Past

April 27, 2011 - September 26, 2012

EQUITABLE ADVISORS, LLC

CRD#: 6627

HIGH POINT, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PETERSON FINANCIAL GROUP, INC.

CRD#: 169519 / SEC#: 801-120786

RIA

Registered Investment Advisory firm - (4/13/2021 Approved)

Iowa

Registered Investment Advisory firm - (4/20/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(1/14/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/8/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/26/2011

General Securities Representative Examination

Current Firm

PETERSON FINANCIAL GROUP, INC.

CRD#: 169519 / SEC#: 801-120786

RIA

Registered Investment Advisory firm - (4/13/2021 Approved)

Iowa

Registered Investment Advisory firm - (4/20/2021 Terminated)

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Contact information

Main Address

220 Sw 9th St. Suite 230, Des Moines, IA 50309

Mailing Address

Phone number

(515) 226-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (2/28/2025)

WRAP BROCHURE (2/28/2025)

Regulatory assets under management

Total Number of Accounts	1,251
AUM (Assets Under Management)	$ 247,615,222

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jared L. Stines

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jared Lee Stines's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

DIRECTED SERVICES LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

PETERSON FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/8/2011

SIE

Date: 10/1/2018

Series 7

Date: 4/26/2011

Current Firm

PETERSON FINANCIAL GROUP, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PETERSON FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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