Mark Serafini

1. NAME OF ENTITY:MARK SERAFINI, LLC; No; 989 112TH AVE NE #2101; BELLEVUE; WA; 98004; HOLDING COMPANY; OWNER; 12/1/2014; 0; 0; HOLDING COMPANY| 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 10655 NE 4TH ST STE 300; BELLEVUE; WA; 98006; Fixed Insurance Sales; INDEPENDENT INSURANCE AGENT; 3/25/2011; 160; 160; Sales of insurance agent| 3. NAME OF ENTITY: Washington State University Carson College of Business; No; 300 NE College Ave; Pullman; WA; 99163; National Board of Advisors; Board Member; 6/12/2020; 2; 0; provide meaningful and ongoing support to the College of Business in meeting its mission of providing world-class education to its students and producing top level research. Attend meetings| 4. NAME OF OTHER BUSINESS: WESTSTAR PROSPERITY PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: IAR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: PLANNETICS, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 04/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: MANAGING PARTNER; 6. NAME OF OTHER BUSINESS: PLANNETICS FINANCIAL; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES & SALE & SERVICE OF FIXED INSURANCE;