Timothy J. Witham
Professional summary
Timothy Jon Witham, CFP®, who also goes by Tim J Witham, Tim Witham, is a registered financial advisor currently at BALANCED LIFE PLANNING located in Villa Hills, Kentucky.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Timothy has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Jon Witham's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
November 4, 2024 - Present
BALANCED LIFE PLANNING
September 23, 2020 - May 29, 2024
CASSADY SCHILLER WEALTH MANAGEMENT, LLC
July 13, 2018 - September 9, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 26, 2012 - July 13, 2018
STRATEGIC ADVISERS LLC
May 9, 2011 - September 4, 2020
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/4/2024)
Exams
Series 7TO
Date: 6/26/2024
General Securities Representative ExaminationCurrent Firm
BALANCED LIFE PLANNING
CRD#: 331877 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 8,861,188 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
