Anna F. Mabrey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anna Fagan Mabrey was a registered financial professional .
Anna is a previously registered financial professional and started their career in finance in 2011. Anna had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2020 - December 31, 2020
BEQUIA SECURITIES, LLC
November 22, 2016 - December 10, 2018
FIRST COMMAND ADVISORY SERVICES
October 28, 2016 - December 10, 2018
FIRST COMMAND BROKERAGE SERVICES, INC.
April 19, 2011 - December 24, 2015
STEPHENS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEQUIA SECURITIES, LLC
CRD#: 285783 / SEC#: , 8-69860
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BEQUIA CAPITAL, LLC | MEMBER | |
| DORFMAN, ESTEE CARLA | FINOP, CFO | 2696529 |
| SLACHTA, LARA ANN | CEO, CCO, EXEC REP. |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
