SG
Susan O. Goodell
OTTO & ASSOCIATES
Norwich, VT 05055
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CRD#: 5895496
SG
Professional summary
Susan Otto Goodell, CFP® is a registered financial advisor currently at OTTO & ASSOCIATES, INC. located in Norwich, Vermont.
Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Susan has worked at 1 firm .
Biography
Susan Otto Goodell has been working in the Norwich office of Otto & Associates since 2007 and completed the CFP® certification process in 2011. She also devotes one day a week to teaching adults and children with disabilities at High Horses Therapeutic Riding program, where she serves as Lead Instructor. Prior to becoming a CFP®, she was a third grade teacher at Newbury Elementary School for 15 years. Susan has a Bachelor’s Degree from Bates College and a Master’s in Education from Antioch New England.
Question & Answer
What are your service offerings?
Otto & Associates
Inc.
located in Norwich
Vermont
and Katonah
New York
is a Fee-Only financial planni...
the "Fee-Only" distinction is ...
and that we are adhering to th...
Do you have an area of expertise or specialization?
Alternative or Private Investm...
Cash Flow/Budgets/Credit Issue...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Women's Financial Planning Iss...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Susan Otto Goodell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 22, 2013 - Present
OTTO & ASSOCIATES, INC.
Office #1: 16 Beaver Meadow Road, Norwich, VT 05055RIA
CRD#: 109493
Norwich, VT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OTTO & ASSOCIATES, INC.
OTTO & ASSOCIATES, INC.
CRD#: 109493 / SEC#: 801-58024
RIA
Registered Investment Advisory firm - (11/24/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Hampshire(8/19/2021)
IAR
New York(8/19/2021)
IAR
North Carolina(8/19/2021)
IAR
Texas(8/19/2021)
IAR
Vermont(11/22/2013)
Exams
Current Firm
OTTO & ASSOCIATES, INC.
OTTO & ASSOCIATES, INC.
CRD#: 109493 / SEC#: 801-58024
RIA
Registered Investment Advisory firm - (11/24/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16 Beaver Meadow Road, Norwich, VT 05055
Mailing Address
P.o. Box 1203, Norwich, VT 05055
Phone number
(802) 649-1946
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 605 |
| AUM (Assets Under Management) | $ 249,894,379 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OTTO & ASSOCIATES, INC.
CRD#: 109493Norwich, VT 05055TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
