Armando O. Torres
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Armando Orestes Torres, who also goes by Mandi Torres, Mandy Torres, was a registered financial professional .
Armando is a previously registered financial professional and started their career in finance in 2011. Armando had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2022 - June 28, 2023
POLLEY WEALTH MANAGEMENT LLC
August 30, 2017 - October 12, 2020
PFS INVESTMENTS INC.
October 14, 2016 - October 12, 2020
PFS INVESTMENTS INC.
May 20, 2011 - December 31, 2011
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
POLLEY WEALTH MANAGEMENT LLC
CRD#: 305143 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 101 |
| AUM (Assets Under Management) | $ 15,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
