Michael R. Caulfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Richard Caulfield, who also goes by Michael Richard Caufield, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2011. Michael had worked at 6 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2013 - September 26, 2014
MUSTANG TRADING, LLC
August 7, 2013 - May 19, 2014
IMC SECURITIES LLC
August 7, 2013 - September 24, 2014
TORO CAPITAL MANAGEMENT LLC
August 7, 2013 - February 19, 2015
V. DERIVATIVES, LLC
August 7, 2013 - February 19, 2015
LUPO SECURITIES, LLC
May 3, 2011 - February 19, 2015
LUPO FUTURES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
MUSTANG TRADING, LLC
CRD#: 131608 / SEC#: , 8-66486
Contact information
Documents
Direct owners and executive officers
Red Flags
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