Evan F. Francks

FORESIDE FINANCIAL SERVICES

Newport Beach, CA 92660

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CRD#: 5894622

Professional summary

Evan Francis Francks is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Newport Beach, California.

Evan is registered as a RR (Registered Representative) and started their career in finance in 2011. Evan has worked at 5 firms and has passed the Series 66, Series 3, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Aristotle Capital Management, LLC; Investment Related; Investment Management; Newport Beach, CA; 8/18/2025; Senior Vice President, Consultant Relations; Institutional Investor Relations; 160 Hrs Per Month

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Evan Francis Francks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2025 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 840 Newport Center Drive Suite 700, Newport Beach, CA 92660

CRD#: 148477

Newport Beach, CA

Past

August 27, 2025 - October 23, 2025

ARISTOTLE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 109876

LOS ANGELES, CA

Past

March 14, 2022 - July 29, 2025

CAPITAL CLIENT GROUP, INC.

RIA

CRD#: 6247

Los Angeles, CA

Past

March 14, 2022 - July 29, 2025

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

Los Angeles, CA

Past

August 8, 2013 - February 25, 2022

PIMCO INVESTMENTS LLC

CRD#: 154957

NEWPORT BEACH, CA

Past

December 20, 2011 - July 25, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WILLIAMSBURG, VA

Past

October 24, 2011 - July 25, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WILLIAMSBURG, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/10/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 12/19/2011

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 5/3/2021

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC

CRD#: 148477 / SEC#: , 8-68027

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 07/31/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	DIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER	1137783
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Evan F. Francks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Evan Francis Francks's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARISTOTLE CAPITAL MANAGEMENT, LLC

CAPITAL CLIENT GROUP, INC.

CAPITAL CLIENT GROUP, INC.

PIMCO INVESTMENTS LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/19/2011

Series 3

Date: 5/3/2021

SIE

Date: 10/1/2018

Series 7

Date: 10/21/2011

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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