Evan F. Francks

ARISTOTLE PACIFIC CAPITAL

NEWPORT BEACH, CA 92660

CRD#: 5894622

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Professional summary

Evan Francis Francks is a registered financial advisor currently at ARISTOTLE PACIFIC CAPITAL, LLC located in Newport Beach, California and FORESIDE FINANCIAL SERVICES, LLC located in Newport Beach, California.

Evan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Evan has worked at 6 firms and has passed the Series 66, Series 3, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Evan Francis Francks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 25, 2025 - Present

ARISTOTLE PACIFIC CAPITAL, LLC

Office #1: 840 Newport Center Drive 7th Floor, Newport Beach, CA 92660

RIA

CRD#: 298050

NEWPORT BEACH, CA

Current

October 10, 2025 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 840 Newport Center Drive Suite 700, Newport Beach, CA 92660

CRD#: 148477

Newport Beach, CA

Past

August 27, 2025 - October 23, 2025

ARISTOTLE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 109876

LOS ANGELES, CA

Past

March 14, 2022 - July 29, 2025

CAPITAL CLIENT GROUP, INC.

RIA

CRD#: 6247

Los Angeles, CA

Past

March 14, 2022 - July 29, 2025

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

Los Angeles, CA

Past

August 8, 2013 - February 25, 2022

PIMCO INVESTMENTS LLC

CRD#: 154957

NEWPORT BEACH, CA

Past

December 20, 2011 - July 25, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WILLIAMSBURG, VA

Past

October 24, 2011 - July 25, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WILLIAMSBURG, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARISTOTLE PACIFIC CAPITAL, LLC

ARISTOTLE PACIFIC CAPITAL, LLC | PACIFIC ASSET MANAGEMENT LLC

CRD#: 298050 / SEC#: 801-117402

RIA

Registered Investment Advisory firm - (9/26/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/2/2026)

Alaska
(6/2/2026)

Arizona
(6/2/2026)

Arkansas
(6/2/2026)

California
(10/10/2025)

IAR

California
(11/25/2025)

Colorado
(6/2/2026)

Connecticut
(6/2/2026)

Delaware
(6/2/2026)

District of Columbia
(6/2/2026)

Florida
(6/2/2026)

Georgia
(6/2/2026)

Hawaii
(6/2/2026)

Idaho
(6/2/2026)

Illinois
(6/2/2026)

Indiana
(6/2/2026)

Iowa
(6/2/2026)

Kansas
(6/2/2026)

Kentucky
(6/2/2026)

Louisiana
(6/2/2026)

Maine
(6/2/2026)

Maryland
(6/2/2026)

Massachusetts
(6/2/2026)

Michigan
(6/2/2026)

Minnesota
(6/2/2026)

Mississippi
(6/2/2026)

Missouri
(6/2/2026)

Montana
(6/2/2026)

Nebraska
(6/2/2026)

Nevada
(6/2/2026)

New Hampshire
(6/2/2026)

New Jersey
(6/2/2026)

New Mexico
(6/2/2026)

New York
(6/2/2026)

North Carolina
(6/2/2026)

North Dakota
(6/2/2026)

Ohio
(6/2/2026)

Oklahoma
(6/2/2026)

Oregon
(6/2/2026)

Pennsylvania
(6/2/2026)

Rhode Island
(6/2/2026)

South Carolina
(6/2/2026)

South Dakota
(6/2/2026)

Tennessee
(6/2/2026)

Texas
(6/2/2026)

Utah
(6/2/2026)

Vermont
(6/2/2026)

Virginia
(6/2/2026)

Washington
(6/2/2026)

West Virginia
(6/2/2026)

Wisconsin
(6/2/2026)

Wyoming
(6/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/19/2011

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 5/3/2021

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ARISTOTLE PACIFIC CAPITAL, LLC

ARISTOTLE PACIFIC CAPITAL, LLC | PACIFIC ASSET MANAGEMENT LLC

CRD#: 298050 / SEC#: 801-117402

RIA

Registered Investment Advisory firm - (9/26/2019 Approved)

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Contact information

Main Address

840 Newport Center Drive 7th Floor, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 681-2100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARISTOTLE PACIFIC CAPITAL, LLC - FORM ADV PART 2A (MARCH 28, 2025) (3/28/2025)

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 26,689,655,040

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Evan F. Francks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Evan Francis Francks's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FINANCIAL SERVICES, LLC

ARISTOTLE CAPITAL MANAGEMENT, LLC

CAPITAL CLIENT GROUP, INC.

CAPITAL CLIENT GROUP, INC.

PIMCO INVESTMENTS LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

ARISTOTLE PACIFIC CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/19/2011

Series 3

Date: 5/3/2021

SIE

Date: 10/1/2018

Series 7

Date: 10/21/2011

FINRA

Current Firm

ARISTOTLE PACIFIC CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARISTOTLE PACIFIC CAPITAL, LLC

TRUST BUT VERIFY

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