Craig A. Stevens

MAINE CENTER FOR WEALTH MANAGEMENT

Augusta, ME 04330

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CRD#: 5894600

Professional summary

Craig Anthony Stevens is a registered financial advisor currently at MAINE CENTER FOR WEALTH MANAGEMENT, LLC located in Augusta, Maine.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Craig has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MAINE CENTER FOR WEALTH MANAGEMENT LLC, AUGUSTA, ME, OWNER, INDEPENDENT INSURANCE AGENT, NON VARIABLE PRODUCTS, SELL LIFE AND ANNUITY PRODUCTS WITH VARIOUS COMPANIES, 1HR/MONTH, START 10/10; STEVENS LAW OFFICES PA, AUGUSTA, ME, ATTORNEY, ESTATE PLANNING, 2HRS/MONTH, START 10/99; DIRIGO VENTURES LLC, AUGUSTA, ME, OWNER/MANAGER, PROPERTY MANGEMENT, 15 MINUTES MONTHLY, START 1/11.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Anthony Stevens's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2015 - Present

MAINE CENTER FOR WEALTH MANAGEMENT, LLC

Office #1: 6 E. Chestnut Street Suite L03, Augusta, ME 04330

RIA

CRD#: 173884

Augusta, ME

Past

November 30, 2011 - December 31, 2014

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

AUGUSTA, ME

Past

October 26, 2011 - December 31, 2014

CADARET, GRANT & CO., INC.

CRD#: 10641

AUGUSTA, ME

Past

June 27, 2011 - November 2, 2011

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(1/2/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/24/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/24/2011

General Securities Representative Examination

Current Firm

MAINE CENTER FOR WEALTH MANAGEMENT, LLC

CRD#: 173884 / SEC#:

Maine

Registered Investment Advisory firm - (1/2/2015 Approved)

Texas

Registered Investment Advisory firm - (3/28/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

6 E. Chestnut Street Suite L03, Augusta, ME 04330

Mailing Address

P.o. Box 330, Readfield, ME 04355

Phone number

(207) 622-7625

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 22,072,014

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Craig A. Stevens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Anthony Stevens's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAINE CENTER FOR WEALTH MANAGEMENT, LLC

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

TOWER SQUARE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/24/2011

Series 63

Date: 7/19/2011

SIE

Date: 12/31/2014

Series 7

Date: 6/24/2011

Current Firm

MAINE CENTER FOR WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MAINE CENTER FOR WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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