Sean A. Moore

MOORE WEALTH

FREDERICK, MD 21701

Some features on this profile are disabled

CRD#: 5894573

Professional summary

Sean Ajay Moore, AIF®, who also goes by Sean A Moore, Sean Moore, is a registered financial advisor currently at MOORE WEALTH located in Frederick, Maryland.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Sean has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean A Moore | Sean Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Owner, Sean Moore LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 2/11/2022; Less than 1% of time spent during business hours; Conducted at branch; Investment related. 2. Co-owner, Partner, & Director of Operations, Moore Wealth, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 2/4/2022; 100% of time spent during business hours; Conducted at branch; Investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Ajay Moore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

April 3, 2023 - Present

MOORE WEALTH

Office #1: 50 Carroll Creek Way Suite 335, Frederick, MD 21701

RIA

CRD#: 323374

FREDERICK, MD

Past

June 1, 2018 - April 4, 2023

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

FREDERICK, MD

Past

March 29, 2018 - December 31, 2022

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

FREDERICK, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOORE WEALTH

MOORE WEALTH | MOORE WEALTH LLC

CRD#: 323374 / SEC#: 801-127484

RIA

Registered Investment Advisory firm - (5/22/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(4/3/2023)

IAR

Texas
(4/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/31/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/29/2018

General Securities Representative Examination

Current Firm

MOORE WEALTH

MOORE WEALTH | MOORE WEALTH LLC

CRD#: 323374 / SEC#: 801-127484

RIA

Registered Investment Advisory firm - (5/22/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

50 Carroll Creek Way Suite 335, Frederick, MD 21701

Mailing Address

Phone number

(301) 631-1207

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A MARCH 2025 (3/11/2025)

Regulatory assets under management

Total Number of Accounts	552
AUM (Assets Under Management)	$ 144,427,668

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kendell Frye

CLEAR CREEK FINANCIAL MANAGEMENT, LLC

IAR

Meridian, ID

Danielle Harmon

ORIGIN INVESTMENT ADVISORY LLC

BOSTON, MA

Bruce Western

CREATIVE FINANCIAL DESIGNS, INC.

IAR

CEDAR RAPIDS, IA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sean A. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Ajay Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOORE WEALTH

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

Primary Firm SEC Registration

MOORE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 5/31/2018

SIE

Date: 10/1/2018

Series 7

Date: 3/29/2018

Current Firm

MOORE WEALTH

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MOORE WEALTH

TRUST BUT VERIFY

Similar Advisors