MS
Michael C. Stone
PORTER WHITE INVESTMENT ADVISORS
BIRMINGHAM, AL 35203-4103
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CRD#: 5894468
MS
Professional summary
Michael Christopher Stone is a registered financial advisor currently at PORTER WHITE INVESTMENT ADVISORS, INC. located in Birmingham, Alabama and M&A SECURITIES GROUP, INC. located in Kansas City, Missouri.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Michael has worked at 5 firms and has passed the Series 66, SIE, Series 50, Series 79 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) PW Management Co, Inc.;, Non Investment Related; Associate; HR Benefits Management; 01/2011, 0 hrs/month employee payroll & benefits 2.) Porter White Capital Advisors, Inc., Investment Related; Vice President; Business Consulting; 01/2011; 30 hrs/month/ Valuation and corporate advisory 3.) Porter, White & Company, Inc.; Investment Related; Municipal Advisor Rep; Municipal Advisory Firm; 01/2011, 10 hrs/month; Municipal Securities Representative 4.) Porter White Investment Advisors, Inc.; Investment Related; Investment Advisor Representative; Registered Investment Advisor; 01/2011; 1 hr/month; wealth management and financial planning services 5.) M&A Securities Group, Inc.; Investment Related; Associate Person; Broker Dealer; 01/2024, 20 hrs/month; securities-related capital raising and transactions Unless indicated, all time spent is hours per week during trading hours and investment related. The address for each company is: 1927 1st Avenue North, 10th Floor Birmingham, Alabama 35203 6.) Alabama Symphony Orchestra Endowment Board; Non Investment Related; Board Member; Non-Profit Organization; 7/2020; 1 hr/month; 3621 6th Avenue S, Birmingham, AL 35222 Unless indicated, all time spent is hours per week, during trading hours and investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Christopher Stone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 23, 2011 - Present
PORTER WHITE INVESTMENT ADVISORS, INC.
Office #1: 1927 1st Avenue North 10th Floor, Birmingham, AL 35203-4103RIA
CRD#: 110876
BIRMINGHAM, AL
Current
February 6, 2024 - Present
M&A SECURITIES GROUP, INC.
Office #1: 4151 N. Mulberry Drive Suite 252, Kansas City, MO 64116BD
CRD#: 39999
Kansas City, MO
Past
January 12, 2018 - June 30, 2023
PORTER WHITE CAPITAL, LLC
BD
CRD#: 289839
Birmingham, AL
Past
September 7, 2016 - January 18, 2018
SPEARHEAD CAPITAL, LLC
BD
CRD#: 145560
Birmingham, AL
Past
June 27, 2011 - November 11, 2014
PORTER, WHITE & COMPANY, INC.
BD
CRD#: 7925
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PORTER WHITE INVESTMENT ADVISORS, INC.
PORTER WHITE INVESTMENT ADVISORS, INC. | PW ADVISERS INC | PORTER, WHITE & COMPANY, INC. | PORTER, WHITE & COMPANY
CRD#: 110876 / SEC#: 801-48755
RIA
Registered Investment Advisory firm - (5/12/2005 Approved)Alabama
Registered Investment Advisory firm - (9/9/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(9/23/2011)
RR
Alabama(2/6/2024)
RR
Michigan(2/6/2024)
RR
Wisconsin(2/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PORTER WHITE INVESTMENT ADVISORS, INC.
PORTER WHITE INVESTMENT ADVISORS, INC. | PW ADVISERS INC | PORTER, WHITE & COMPANY, INC. | PORTER, WHITE & COMPANY
CRD#: 110876 / SEC#: 801-48755
RIA
Registered Investment Advisory firm - (5/12/2005 Approved)Alabama
Registered Investment Advisory firm - (9/9/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1927 1st Avenue North 10th Floor, Birmingham, AL 35203-4103
Mailing Address
Phone number
(205) 252-3681
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 321 |
| AUM (Assets Under Management) | $ 712,125,120 |
Red Flags
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Company Information
PORTER WHITE INVESTMENT ADVISORS, INC.
CRD#: 110876Birmingham, AL 35203-4103TRUST BUT VERIFY
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