Sally Dewitt

MISSIONSQUARE RETIREMENT

Seattle, WA

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CRD#: 5894203

Professional summary

Sally Dewitt, who also goes by Sally VIrginia Dewitt, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Seattle, Washington and MISSIONSQUARE WEALTH MANAGEMENT located in Washington, District Of Columbia.

Sally is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Sally has worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sally Virginia Dewitt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sally Dewitt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2023 - Present

MISSIONSQUARE RETIREMENT

RIA

CRD#: 108783

Seattle, WA

Current

September 26, 2023 - Present

MISSIONSQUARE WEALTH MANAGEMENT

Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240

CRD#: 23189

Washington, DC

Past

September 22, 2021 - November 3, 2022

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

PORTLAND, OR

Past

September 22, 2021 - November 3, 2022

M HOLDINGS SECURITIES, INC.

CRD#: 43285

PORTLAND, OR

Past

June 20, 2019 - July 20, 2020

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BEAVERTON, OR

Past

June 20, 2019 - July 20, 2020

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

BEAVERTON, OR

Past

February 26, 2019 - June 20, 2019

FORESTERS ADVISORY SERVICES, LLC

RIA

CRD#: 164663

BEAVERTON, OR

Past

February 12, 2019 - June 20, 2019

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

BEAVERTON, OR

Past

June 29, 2017 - May 3, 2018

FISHER INVESTMENTS

RIA

CRD#: 107342

CAMAS, WA

Past

April 15, 2014 - January 9, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

HOUSTON, TX

Past

March 17, 2014 - January 9, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MISSIONSQUARE RETIREMENT

CRD#: 108783 / SEC#: 801-18273

RIA

Registered Investment Advisory firm - (1/19/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/12/2026)

Alaska
(1/20/2026)

Arizona
(1/13/2026)

Arkansas
(1/14/2026)

California
(1/12/2026)

Colorado
(1/12/2026)

Connecticut
(1/13/2026)

Delaware
(1/12/2026)

IAR

District of Columbia
(11/28/2023)

District of Columbia
(1/14/2026)

Florida
(1/12/2026)

Georgia
(1/12/2026)

Hawaii
(1/13/2026)

Idaho
(1/12/2026)

Illinois
(1/15/2026)

Indiana
(1/16/2026)

Iowa
(1/12/2026)

Kansas
(1/12/2026)

Kentucky
(1/12/2026)

Louisiana
(1/12/2026)

Maine
(1/12/2026)

Maryland
(1/15/2026)

Massachusetts
(1/12/2026)

Michigan
(1/14/2026)

Minnesota
(1/12/2026)

Mississippi
(1/22/2026)

Missouri
(1/13/2026)

Montana
(1/14/2026)

Nebraska
(1/12/2026)

Nevada
(1/12/2026)

New Hampshire
(1/13/2026)

New Mexico
(1/12/2026)

New York
(1/12/2026)

North Carolina
(1/14/2026)

North Dakota
(1/20/2026)

Ohio
(1/12/2026)

Oklahoma
(1/12/2026)

Oregon
(1/27/2026)

Pennsylvania
(1/12/2026)

Rhode Island
(1/12/2026)

South Carolina
(1/14/2026)

South Dakota
(1/12/2026)

Tennessee
(1/14/2026)

Texas
(1/14/2026)

Utah
(1/13/2026)

Vermont
(1/12/2026)

Virginia
(1/12/2026)

IAR

Washington
(9/26/2023)

Washington
(3/11/2025)

West Virginia
(1/14/2026)

Wisconsin
(1/13/2026)

Wyoming
(1/12/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/10/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/15/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/9/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/23/2015

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/17/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MISSIONSQUARE RETIREMENT

CRD#: 108783 / SEC#: 801-18273

RIA

Registered Investment Advisory firm - (1/19/1983 Approved)

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Contact information

Main Address

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240

Mailing Address

Phone number

(202) 962-4600

Established

Firm type

Fiscal year end

# of Employees

599

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INSTITUTIONAL ASSET ALLOCATION ADVISORY SERVICES (2/6/2026)

GUIDED PATHWAYS ADVISORY SERVICES (2/6/2026)

INSURANCE CONTRACT SEPARATE ACCOUNT ADVISORY SERVICES (3/31/2025)

Regulatory assets under management

Total Number of Accounts	58,580
AUM (Assets Under Management)	$ 5,959,398,729

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sally Dewitt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sally Dewitt's CRS (Customer Relationship Summary).

Certified licenses

Experience

MISSIONSQUARE WEALTH MANAGEMENT

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

FORESTERS ADVISORY SERVICES, LLC

FORESTERS FINANCIAL SERVICES, INC.

FISHER INVESTMENTS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

MISSIONSQUARE RETIREMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 3/10/2025

Series 66

Date: 4/15/2014

SIE

Date: 1/9/2017

Series 31

Date: 6/23/2015

Series 7

Date: 3/17/2014

FINRA

Current Firm

MISSIONSQUARE RETIREMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MISSIONSQUARE RETIREMENT

TRUST BUT VERIFY

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