Mark A. Reffett

EPG WEALTH MANAGEMENT LLC

Atlanta, GA 30305

Some features on this profile are disabled

CRD#: 5894110

Professional summary

Mark Alexander Reffett, who also goes by Alex Reffett, is a registered financial advisor currently at EPG WEALTH MANAGEMENT LLC located in Atlanta, Georgia and ARKADIOS CAPITAL located in Atlanta, Georgia.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Mark has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex Reffett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Stratford Capital LLC, NOT INVESTMENT RELATED; 3333 PIEDMONT RD, SUITE 2010, ATLANTA,GA 30305;PASS THROUGH, DBA; OWNER SINCE 8/9/2018, 0 HRS/MONTH NOT DURING SECURITIES TRADING HOURS. 2) RCM Capital LLC, 3400 Stratford Road NE, #3406, Atlanta GA, Non-Investment related, DBA, Management started June 15, 2018, 0 HRS/Month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Alexander Reffett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2019 - Present

EPG WEALTH MANAGEMENT LLC

Office #1: 309 East Paces Ferry Rd Ne Ste 900, Atlanta, GA 30305

RIA

CRD#: 302075

Atlanta, GA

Current

March 6, 2017 - Present

ARKADIOS CAPITAL

Office #1: 309 East Paces Ferry Road Suite 900, Atlanta, GA 30305

CRD#: 282710

Atlanta, GA

Past

June 20, 2013 - March 5, 2021

ACG WEALTH INC.

RIA

CRD#: 150419

Atlanta, GA

Past

June 6, 2013 - March 7, 2017

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

July 6, 2012 - March 11, 2013

INVESTACORP, INC.

CRD#: 7684

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EPG WEALTH MANAGEMENT LLC

EAST PACES GROUP | KINSHIP WEALTH PARTNERS | EPG WEALTH MANAGEMENT LLC

CRD#: 302075 / SEC#: 801-116719

RIA

Registered Investment Advisory firm - (5/31/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/7/2017)

IAR

Alabama
(6/28/2019)

Arizona
(12/6/2024)

California
(1/6/2020)

Colorado
(1/26/2018)

Florida
(11/8/2017)

Georgia
(3/6/2017)

IAR

Georgia
(6/3/2019)

Kansas
(11/8/2021)

Kentucky
(1/6/2020)

IAR

Louisiana
(1/19/2021)

Louisiana
(1/6/2023)

Mississippi
(11/27/2024)

Montana
(12/19/2024)

Nevada
(1/16/2018)

New York
(12/3/2024)

North Carolina
(11/13/2017)

Oregon
(12/3/2024)

Pennsylvania
(11/8/2017)

South Carolina
(1/8/2018)

IAR

South Carolina
(2/22/2022)

Tennessee
(2/25/2019)

Texas
(11/9/2017)

IAR

Texas
(6/7/2019)

Virginia
(1/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/5/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/16/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/5/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EPG WEALTH MANAGEMENT LLC

EAST PACES GROUP | KINSHIP WEALTH PARTNERS | EPG WEALTH MANAGEMENT LLC

CRD#: 302075 / SEC#: 801-116719

RIA

Registered Investment Advisory firm - (5/31/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

309 East Paces Ferry Rd Ne Ste 900, Atlanta, GA 30305

Mailing Address

Phone number

(404) 809-3680

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EPG WEALTH MANAGEMENT FIRM BROCHURE (3/12/2025)

EPG WEALTH MANAGMENT WRAP FEE PROGRAM BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,114
AUM (Assets Under Management)	$ 495,489,968

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Busby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Atlanta, GA

Tyrane Perry

J.P. MORGAN SECURITIES LLC

IAR

Atlanta, GA

Kermit Cottrell

STATE FARM VP MANAGEMENT CORP.

Dunwoody, GA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark A. Reffett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Alexander Reffett's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARKADIOS CAPITAL

ACG WEALTH INC.

TRIAD ADVISORS LLC

INVESTACORP, INC.

Primary Firm SEC Registration

EPG WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/5/2012

Series 63

Date: 7/16/2012

SIE

Date: 10/1/2018

Series 7

Date: 7/5/2012

FINRA

Current Firm

EPG WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EPG WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors