Joseph C. Longo

JOSEPH C. LONGO, ATTORNEY AT LAW

Santa Monica, CA 90401

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CRD#: 5893597

Professional summary

Joseph Cosmo Longo is a registered financial advisor currently at JOSEPH C. LONGO, ATTORNEY AT LAW located in Santa Monica, California.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Joseph has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM AN ATTORNEY ENGAGED IN THE PRACTICE OF LAW. DBA AS JOSEPH C. LONGO,, ATTORNEY AT LAW; 1999; APPROXIMATELY 30 HOURS PER WEEK, MANY DURING TRADEING HOURS AS NECESSARY; SPECIALIZE IN THE AREA OF SPORTS, TAX, LITIGATION AND ESTATE PLANNING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Cosmo Longo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2020 - Present

JOSEPH C. LONGO, ATTORNEY AT LAW

Office #1: 100 Wilshire Blvd. Suite 2000, Santa Monica, CA 90401

RIA

CRD#: 140922

Santa Monica, CA

Past

February 24, 2011 - March 10, 2020

BRIDGE ADVISORY LLC

RIA

CRD#: 148282

PASADENA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/21/2020)

IAR

California
(4/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/3/2006

Uniform Investment Adviser Law Examination

Current Firm

JOSEPH C. LONGO, ATTORNEY AT LAW

JOSEPH C. LONGO, ATTORNEY AT LAW | LONGO, JOSEPH COSMO

CRD#: 140922 / SEC#:

Arizona

Registered Investment Advisory firm - (8/26/2015 Approved)

California

Registered Investment Advisory firm - (9/19/2006 Approved)

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Contact information

Main Address

100 Wilshire Blvd. Suite 2000, Santa Monica, CA 90401

Mailing Address

Phone number

(310) 270-9044

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph C. Longo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Cosmo Longo's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOSEPH C. LONGO, ATTORNEY AT LAW

BRIDGE ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/3/2006

Current Firm

JOSEPH C. LONGO, ATTORNEY AT LAW

Contact information

Documents

Red Flags

Company Information

JOSEPH C. LONGO, ATTORNEY AT LAW

TRUST BUT VERIFY

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