SL
Samantha J. Lompado
CONSOLIDATED PORTFOLIO REVIEW CORP
Pennington, NJ 08534
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CRD#: 5893501
SL
Professional summary
Samantha Jill Lompado is a registered financial advisor currently at CONSOLIDATED PORTFOLIO REVIEW CORP located in Pennington, New Jersey.
Samantha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Samantha has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Scopo Capital Planning. Investment Related. Start date: 05/19/2023. Address: 23 Route 31 N suite A-12 Pennington New Jersey, 08534. Title: President/Investment Advisor Representative. Duties: Initial and ongoing meetings with clients and prospects regarding managing their securities accounts. Financial planning, portfolio reviews, & service. Time spent during regular hours: 90%. 2) Scopo Capital Planning. Fixed Insurance Sales. Not Investment Related. Start date: 05/20/2023. Address: 23 Route 31 N Pennington New Jersey, 08534. Title: Financial Representative. Duties: In the course of meeting with clients occasionally a need for insurance comes up. I run illustrations, propose products, and if a client would like submit the business. Time spent during regular hours: 10%. 3) The Celebration Mission. Not Investment Related. Start date: 05/19/2023. Address: 103 Kent shire Court Pennington New Jersey, 08534. Title: Founder, Volunteer. Duties: This is a charity I started in April 2023. I will be working to identify homeless & at risk youth (by working with other charities in the central Jersey), and either hosting birthday parties or putting together everything needed for the families to host a party. I will also be responsible for managing the financials and fundraising. Time spent during regular hours: 0% 4) Friends of the Oratory - Volunteer. Not Investment Related. Start date: 05/18/2024. Address: 45 Anderson Street, Raritan NJ, 08869. Title: Board Member. Duties: The Raritan Congregation of the Oratory of St. Philip Neri, an oratory of priests, formed a volunteer board to help develop and support the mission of the Oratory. We will meet approximately 6 times a year and discuss the current issues affecting the oratory and plan for the future. Time spent during regular hours: 0% 5) Fixed Annuity Sales. Not Investment Related. Start date: 05/17/2023. Address: 23 Route 31 N suite A-12 Pennington New Jersey, 08534. Title: Financial Representative. Duties: Sales of fixed and fixed indexed annuities to clients if relevant in the context of a financial plan. Times spent during regular hours: 5%.
CRS (Client Relationship Summary) - RIA
Click below to view Samantha Jill Lompado's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 19, 2023 - Present
CONSOLIDATED PORTFOLIO REVIEW CORP
Office #1: 23 Route 31n, Suite A-12, Pennington, NJ 08534RIA
CRD#: 112694
Pennington, NJ
Past
November 2, 2018 - May 4, 2023
OSAIC WEALTH, INC.
RIA
CRD#: 23131
PENNINGTON , NJ
Past
November 2, 2018 - May 4, 2023
OSAIC WEALTH, INC.
BD
CRD#: 23131
PENNINGTON , NJ
Past
April 17, 2017 - November 2, 2018
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
BENSALEM, PA
Past
April 13, 2017 - November 2, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BENSALEM, PA
Past
August 19, 2013 - April 20, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
PRINCETON, NJ
Past
November 21, 2012 - April 20, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
PRINCETON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CONSOLIDATED PORTFOLIO REVIEW CORP
3 DIMENSIONAL WEALTH ADVISORY | ZIRCON FINANCIAL PLANNING, LLC | VISPER WEALTH MANAGEMENT | VIRTUS WEALTH INC | VAUGHT WEALTH MANAGEMENT | SUMMIT ADVISORS NW | STREAMLINE ASSET MANAGEMENT, LLC | STRATEGIC WEALTH ENDEAVOR INC | STONEFIELD WEALTH MANAGEMENT | STOECKLEIN FINANCIAL SERVICES | STARR FINANCIAL SERVICES INC. | SEQUOIA WEALTH & RISK MANAGEMENT | SCOPO CAPITAL PLANNING | RED HORSE FINANCIAL GROUP | RANDALL WEALTH MANAGEMENT | PARAMOUNT FINANCIAL GROUP, LLC. | PACKARD ADVISORY SERVICES | NATIONAL ONE ADVISORS | MARTINSON STOLLER ADVISORS | LEGACY SOLUTIONS WEALTH MANAGEMENT LLC | HEWITT PLANNING SERVICES | HATTIG FINANCIAL COMPANY | GRANITE CANYON WEALTH | GOLDEN ELDRIDGE FINANCIAL LLC | FINANCIAL RESOURCES INC. | DELANCEY WEALTH MANAGEMENT | DALTON WEALTH GROUP | CONSOLIDATED PORTFOLIO REVIEW CORP | CHIAPPETTA FINANCIAL GROUP | CHAMBERLAIN GROUP | AMERICAN CAPITAL ADVISORS, LLC | ABRAMOVITZ WEALTH MANAGEMENT LLC | 3D WEALTH ADVISORY
CRD#: 112694 / SEC#: 801-38795
RIA
Registered Investment Advisory firm - (12/2/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(6/26/2025)
IAR
California(9/13/2023)
IAR
District of Columbia(7/12/2023)
IAR
Georgia(7/21/2023)
IAR
Illinois(6/23/2023)
IAR
Iowa(1/21/2025)
IAR
Maryland(6/26/2023)
IAR
Massachusetts(4/8/2024)
IAR
Mississippi(7/3/2023)
IAR
New Jersey(6/22/2023)
IAR
New York(6/23/2023)
IAR
Pennsylvania(6/23/2023)
IAR
Texas(5/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CP
CONSOLIDATED PORTFOLIO REVIEW CORP
3 DIMENSIONAL WEALTH ADVISORY | ZIRCON FINANCIAL PLANNING, LLC | VISPER WEALTH MANAGEMENT | VIRTUS WEALTH INC | VAUGHT WEALTH MANAGEMENT | SUMMIT ADVISORS NW | STREAMLINE ASSET MANAGEMENT, LLC | STRATEGIC WEALTH ENDEAVOR INC | STONEFIELD WEALTH MANAGEMENT | STOECKLEIN FINANCIAL SERVICES | STARR FINANCIAL SERVICES INC. | SEQUOIA WEALTH & RISK MANAGEMENT | SCOPO CAPITAL PLANNING | RED HORSE FINANCIAL GROUP | RANDALL WEALTH MANAGEMENT | PARAMOUNT FINANCIAL GROUP, LLC. | PACKARD ADVISORY SERVICES | NATIONAL ONE ADVISORS | MARTINSON STOLLER ADVISORS | LEGACY SOLUTIONS WEALTH MANAGEMENT LLC | HEWITT PLANNING SERVICES | HATTIG FINANCIAL COMPANY | GRANITE CANYON WEALTH | GOLDEN ELDRIDGE FINANCIAL LLC | FINANCIAL RESOURCES INC. | DELANCEY WEALTH MANAGEMENT | DALTON WEALTH GROUP | CONSOLIDATED PORTFOLIO REVIEW CORP | CHIAPPETTA FINANCIAL GROUP | CHAMBERLAIN GROUP | AMERICAN CAPITAL ADVISORS, LLC | ABRAMOVITZ WEALTH MANAGEMENT LLC | 3D WEALTH ADVISORY
CRD#: 112694 / SEC#: 801-38795
RIA
Registered Investment Advisory firm - (12/2/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
125 Froehlich Farm Blvd., Woodbury, NY 11797
Mailing Address
Phone number
(631) 845-5100
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,821 |
| AUM (Assets Under Management) | $ 1,294,955,167 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CONSOLIDATED PORTFOLIO REVIEW CORP
CRD#: 112694Pennington, NJ 08534TRUST BUT VERIFY
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