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CP

Carla A. Parra

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CRD#: 5893458
CP

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Carla Alexandra Parra, who also goes by Carla Alexadra Parra, was a registered financial professional .

Carla is a previously registered financial professional and started their career in finance in 2011. Carla had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Carla Alexadra Parra

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 28, 2024 - October 2, 2024

VALLE FINANCIAL GROUP

RIA
CRD#: 324947
MIAMI, FL
Past

March 5, 2024 - October 10, 2024

ACP SECURITIES, LLC

BD
CRD#: 139049
MIAMI, FL
Past

February 6, 2013 - September 25, 2023

AMERANT INVESTMENTS, INC.

RIA
CRD#: 117284
CORAL GABLES, FL
Past

April 7, 2011 - September 25, 2023

AMERANT INVESTMENTS, INC.

BD
CRD#: 117284
CORAL GABLES, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/21/2012
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


VF
VALLE FINANCIAL GROUP
VALLE FINANCIAL GROUP | VALLE FINANCIAL GROUP LLC | VALLE FINANCIAL GROUP INC.

CRD#: 324947 / SEC#:

Florida
Registered Investment Advisory firm - (11/15/2023 Approved)
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Contact information


Main Address
8080 Nw 58 St, Doral, FL 33166
Mailing Address
Phone number
(646) 662-7705
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV
0

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VALLE FINANCIAL GROUP

CRD#: 324947

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