AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
KB

Kyle S. Bowler

TRIAD SECURITIES CORP
New York, NY 10006
Some features on this profile are disabled
CRD#: 5893338
KB

Professional summary

Kyle Stephen Bowler is a registered financial professional currently at TRIAD SECURITIES CORP located in New York, New York.

Kyle is registered as a RR (Registered Representative) and started their career in finance in 2014. Kyle has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kyle Stephen Bowler's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 24, 2014 - Present

TRIAD SECURITIES CORP

Office #1: 111 Broadway 11th Floor, New York, NY, 10006
BD
CRD#: 11363
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(9/14/2022)
RR
New York
(9/9/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 9/9/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/16/2014
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/27/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

TS
TRIAD SECURITIES CORP
TRIAD SECURITIES CORP

CRD#: 11363 / SEC#: , 8-20930

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
111 Broadway 11th Floor, New York, NY 10006-9401
Mailing Address
111 Broadway 11th Floor, New York, NY 10006-9401
Phone number
(212) 349-8060
Established
New York since 07/13/1976
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (42 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KEVIN M. SCHULTZ 2020 GST EXEMPT TRUSTSHAREHOLDER
ARTICLE 6TH TRUST UW RICHARD SCHULTZ, JUDITH SCHULTZ TTEESHAREHOLDER
CYNTHIA HORNIG 2011 GST EXEMPT TRUST U/D 8/10/2011SHAREHOLDER
KEVIN SCHULTZ 2011 GST EXEMPT TRUST U/D 8/10/2011SHAREHOLDER
FISHER, KENNETH ALANCEO4631540
GOLDSMITH, LAWRENCE HARRYDIRECTOR OF OPERATIONS/PRESIDENT1386783
HOEHLER, TIMOTHY WILLIAMCHIEF COMPLIANCE OFFICER2176769
HORNIG, CYNTHIATRUSTEE-CYNTHIA HORNIG TRUST5989716
LINDEN, ARTHUR AARONSECRETARY/TREASURER1230452
ROTHENBERG, SHARI PFINOP/POO6590875
SCHULTZ, JUDITHTRUSTEE-ARTICLE 6TH TRUST6041541
SCHULTZ, KEVIN MATTHEWTRUSTEE-KEVIN M. SCHULTZ 2020 GST EXEMPT TRUST1779792
SCHULTZ, KEVIN MATTHEWTRUSTEE-KEVIN SCHULTZ TRUST1779792

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRIAD SECURITIES CORP

CRD#: 11363New York, NY 10006

TRUST BUT VERIFY

Monitor Kyle Bowler

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics