Scott C. Duncan
Professional summary
Scott C Duncan, who also goes by Scott Cameron Duncan, is a registered financial professional currently at BASEROCK CAPITAL, LLC located in Denver, Colorado.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2011. Scott has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott C Duncan's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2024 - Present
BASEROCK CAPITAL, LLC
Office #1: 1144 15th Street Suite 3290, Denver, CO 80202Office #2: 1144 15th Street Suite 3290, Denver, CO 80202April 26, 2011 - March 29, 2021
FMI CAPITAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/30/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BASEROCK CAPITAL, LLC
CRD#: 328592 / SEC#: , 8-71191
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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