Darren F. Cartwright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darren Francis Cartwright was a registered financial professional .
Darren is a previously registered financial professional and started their career in finance in 2011. Darren had worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2011 - October 24, 2016
CITCO SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
CITCO SECURITIES INC.
CRD#: 153974 / SEC#: , 8-68601
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITCO FINANCIAL PRODUCTS (LONDON) LIMITED | SHAREHOLDER | |
| CASE, SCOTT RUSSELL | CEO | 2579107 |
| CHIN, PHYLLIS NYUK FAH | FINOP/CFO | 6250921 |
| CULLINANE, JOHN REID | CHIEF COMPLIANCE OFFICER | 5003588 |
| IRAUSQUIN, RONALD FERDINAND | DIRECTOR | 6429179 |
| MISTRY, NITIN AMBUBHAI | DIRECTOR | 6961705 |
| QUÊME, NICOLAS MAURICE RAYMOND | DIRECTOR | 6865554 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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