Cory R. Fancher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cory Raymond Fancher was a registered financial professional .
Cory is a previously registered financial professional and started their career in finance in 2012. Cory had worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2019 - March 11, 2020
EDELMAN FINANCIAL ENGINES
September 18, 2017 - January 14, 2019
VANGUARD ADVISERS, INC.
July 15, 2014 - January 14, 2019
VANGUARD MARKETING CORPORATION
August 23, 2013 - June 18, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 23, 2013 - June 18, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 26, 2013 - August 2, 2013
CHARLES SCHWAB & CO., INC.
September 21, 2012 - August 2, 2013
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
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