Alexander F. Bell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Francis Bell was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2011. Alexander had worked at 2 firms and has passed the SIE and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2014 - April 10, 2019
LUPO SECURITIES, LLC
April 18, 2012 - August 22, 2014
LUPO FUTURES, LLC
May 3, 2011 - January 31, 2012
LUPO SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Series 56
Date: 8/21/2014
Proprietary Trader Qualification ExaminationCurrent Firm
LUPO SECURITIES, LLC
CRD#: 43761 / SEC#: , 8-50403
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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