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Kevin Robert Conley

Kevin R. Conley

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CRD#: 5891884
Kevin Robert Conley

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Robert Conley, CFP® was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2011. Kevin had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Conley Financial Services LLC; Investment Related; Pass through entity for income/expenses (tax purpose only); Owner; 128 Athania Parkway, Metairie, LA; Start 4/2022; Not during trading hours; 2)Good Shepherd Episcopal Church; Not investment related; 495 Herbert Hills Dr, Hayesville, North Carolina 28904; Community Church; Treasurer; Start 2/2024; 16-hrs/mo; 16hr during trading/mo; Counting and reporting collections/donations (2 authorized people must verify collections/deposits).

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

Experience

Past

April 29, 2022 - April 5, 2024

TRUWEALTH ADVISORS, LLC

RIA
CRD#: 306876
METAIRIE, LA
Past

January 3, 2017 - May 5, 2022

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Metairie, LA
Past

January 3, 2017 - May 5, 2022

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
METAIRIE, LA
Past

October 31, 2011 - January 5, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
NEW ORLEANS, LA
Past

April 18, 2011 - January 5, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
NEW ORLEANS, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUWEALTH ADVISORS, LLC
KNIGHT ADVISORS, LLC | TRUWEALTH ADVISORS, LLC

CRD#: 306876 / SEC#: 801-119073

RIA
Registered Investment Advisory firm - (7/17/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/21/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/16/2011
General Securities Representative Examination

Current Firm

TA
TRUWEALTH ADVISORS, LLC
KNIGHT ADVISORS, LLC | TRUWEALTH ADVISORS, LLC

CRD#: 306876 / SEC#: 801-119073

RIA
Registered Investment Advisory firm - (7/17/2020 Approved)
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Contact information

Main Address
2700 Lake Villa Drive Suite 200, Metairie, LA 70002-6785
Mailing Address
Phone number
(504) 779-7799
Established
Firm type
Fiscal year end
# of Employees
36

SEC notice filing (33 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR TRUWEALTH ADVISORS, LLC (2/10/2025)

Regulatory assets under management

Total Number of Accounts7,157
AUM (Assets Under Management)$ 2,535,697,292

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUWEALTH ADVISORS, LLC

CRD#: 306876

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