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Michael D. Brown

MORNINGVIEW CAPITAL
West Hills, CA
Some features on this profile are disabled
CRD#: 5890893
MB

Professional summary

Michael D Brown is a registered financial advisor currently at MORNINGVIEW CAPITAL located in West Hills, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Michael has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CAPTIVATE MEDIA, INC.; INVESTMENT RELATED FINANCIAL PUBLISHER, AND NON-INVESTMENT RELATED ONLINE MEDIA PUBLISHER / MARKETER; CHIEF EXECUTIVE OFFICER; DEVOTE APPROX 50% OF TIME; DUTIES INCLUDE ADMINISTRATION AND OPERATIONS. FINANCIAL PUBLICATIONS ARE: PRO.17; POSITIVETHETA.COM; AND THEOPTIONWIZ.COM

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CRS (Client Relationship Summary) - RIA

Click below to view Michael D Brown's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 12, 2017 - Present

MORNINGVIEW CAPITAL

RIA
CRD#: 282404
West Hills, CA
Past

April 15, 2016 - December 31, 2016

MORNINGVIEW CAPITAL

RIA
CRD#: 282404
CALABASAS, CA
Past

June 9, 2011 - December 31, 2013

MORNINGVIEW CAPITAL, INC.

RIA
CRD#: 156538
CALABASAS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/12/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/25/2011
Uniform Investment Adviser Law Examination

Current Firm

MC
MORNINGVIEW CAPITAL
CAPTIVATE MEDIA, INC. | MORNINGVIEW CAPITAL, INC. | MORNINGVIEW CAPITAL

CRD#: 282404 / SEC#:

California
Registered Investment Advisory firm - (1/12/2017 Approved)
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Contact information

Main Address
West Hills, CA
Mailing Address
Phone number
(818) 453-0160
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MORNINGVIEW CAPITAL

CRD#: 282404West Hills, CA

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