Kevin D. Rinow

JOURNEY STRATEGIC WEALTH LLC

ALAMO, CA 94506

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CRD#: 5890805

Professional summary

Kevin Douglas Rinow, CFP®, ChFC®, CLU® is a registered financial advisor currently at JOURNEY STRATEGIC WEALTH LLC located in Alamo, California.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Kevin has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Licensed insurance professional. Same address. Non-investment related. 2. INVESTMENT COMMITTEE MEMBER, URI, 1009 GENERAL KENNEDY AVE, SAN FRANCISCO, , CALIFORNIA, 94129, USA, FIDUCIARY CAPACITY, START DATE: 1/1/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SERVING ON AN INVESTMENT COMMITTEE. ONE OF FIVE COMMITTEE MEMBERS. MEMBERS ARE RESPONSIBLE FOR REPORTING THEIR THOUGHTS ON THE INVESTMENT MANAGER TO THE BOARD, WHO WILL THEN MAKE ANY FINAL DECISIONS. NO MANAGEMENT OF ASSETS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Douglas Rinow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

March 29, 2021 - Present

JOURNEY STRATEGIC WEALTH LLC

Office #1: 3201 Danville Blvd. Suite 180, Alamo, CA 94506

RIA

CRD#: 310648

ALAMO, CA

Past

May 4, 2012 - March 29, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Walnut Creek, CA

Past

May 4, 2012 - March 29, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Walnut Creek, CA

Past

May 9, 2011 - February 6, 2012

MORGAN STANLEY

RIA

CRD#: 149777

SAN FRANCISCO, CA

Past

April 4, 2011 - February 6, 2012

MORGAN STANLEY

CRD#: 149777

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOURNEY STRATEGIC WEALTH LLC

JOURNEY STRATEGIC WEALTH LLC | MDL WEALTH MANAGEMENT

CRD#: 310648 / SEC#: 801-119925

RIA

Registered Investment Advisory firm - (12/7/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/29/2021)

IAR

Hawaii
(1/6/2025)

IAR

New York
(1/6/2025)

IAR

Oregon
(1/6/2025)

IAR

Texas
(6/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/6/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/8/2011

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/1/2011

General Securities Representative Examination

Current Firm

JOURNEY STRATEGIC WEALTH LLC

JOURNEY STRATEGIC WEALTH LLC | MDL WEALTH MANAGEMENT

CRD#: 310648 / SEC#: 801-119925

RIA

Registered Investment Advisory firm - (12/7/2020 Approved)

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Contact information

Main Address

47 Maple Street Suite 104, Summit, NJ 07901

Mailing Address

Phone number

(201) 905-0070

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JOURNEY STRATEGIC WEALTH, LLC DISCLOSURE BROCHURE & PRIVACY POLICY (9/10/2025)

Regulatory assets under management

Total Number of Accounts	3,304
AUM (Assets Under Management)	$ 3,764,311,936

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kevin D. Rinow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Douglas Rinow's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

JOURNEY STRATEGIC WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/6/2011

SIE

Date: 10/1/2018

Series 31

Date: 6/8/2011

Series 7

Date: 4/1/2011

Current Firm

JOURNEY STRATEGIC WEALTH LLC

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOURNEY STRATEGIC WEALTH LLC

TRUST BUT VERIFY

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