Hyun Soo Lee

TAYLOR ADVISORY GROUP

Fresno, CA 93711

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CRD#: 5890771

Professional summary

Hyun Soo Lee, who also goes by David Lee, Hyunsoo Lee, is a registered financial advisor currently at TAYLOR ADVISORY GROUP located in Fresno, California.

Hyun Soo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Hyun Soo has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Lee | Hyunsoo Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SV Capital LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1698 Borden St.; San Mateo, CA 94403 NATURE OF BUSINESS: Artificial Intelligence Software COMPENSATION FOR ACTIVITY: y POSITION, TITLE, ASSOCIATION: SOLE OWNER START DATE OF RELATIONSHIP: 12/2016 NUMBER OF HOURS DEVOTED: 24 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DEVELOPING AI SOFTWARE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hyun Soo Lee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2017 - Present

TAYLOR ADVISORY GROUP

Office #1: 410 W. Fallbrook Ave. Suite 202, Fresno, CA 93711

RIA

CRD#: 288437

Fresno, CA

Past

January 15, 2016 - May 2, 2017

OM PACIFIC CAPITAL LLC

RIA

CRD#: 269970

LOS GATOS, CA

Past

November 22, 2011 - January 19, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN JOSE, CA

Past

November 22, 2011 - January 19, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN JOSE, CA

Past

August 24, 2011 - September 13, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN JOSE, CA

Past

April 5, 2011 - June 22, 2011

MORGAN STANLEY

CRD#: 149777

WALNUT CREEK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/18/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/5/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/30/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/19/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/4/2011

General Securities Representative Examination

Current Firm

TAYLOR ADVISORY GROUP

TAYLOR ADVISORY GROUP | THE TAYLOR ADVISORY GROUP LLC

CRD#: 288437 / SEC#:

Arizona

Registered Investment Advisory firm - (6/7/2017 Approved)

California

Registered Investment Advisory firm - (7/7/2017 Approved)

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Contact information

Main Address

Scottsdale, AZ

Mailing Address

11445 E. Via Linda Suite 2-426, Scottsdale, AZ 85259

Phone number

(480) 686-6858

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	74
AUM (Assets Under Management)	$ 68,629,844

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Hyun Soo Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hyun Soo Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAYLOR ADVISORY GROUP

OM PACIFIC CAPITAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 65

Date: 11/5/2011

Series 63

Date: 9/30/2011

SIE

Date: 1/19/2016

Series 7

Date: 4/4/2011

Current Firm

TAYLOR ADVISORY GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TAYLOR ADVISORY GROUP

TRUST BUT VERIFY

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