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JP

Jason T. Percy

CAPITAL ADVISORS
Tulsa, OK 74114
Some features on this profile are disabled
CRD#: 5890361
JP

Professional summary

Jason T. Percy, who also goes by Jason T Percy, Jason Percy, is a registered financial advisor currently at CAPITAL ADVISORS, INC. located in Tulsa, Oklahoma.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jason has worked at 4 firms and has passed the Series 66, Series 63, Series 6TO, Series 7TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jason T Percy | Jason Percy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) NAME OF OBA: TULSA TOUGH INC; ADDRESS OF OBA: TULSA, OK; NATURE: NON-PROFIT; INVESTMENT RELATED: NO; TITLE WITH OBA: BOARD MEMBER; DUTIES: HELP ADVISE DIRECTION OF TULSA TOUGH BICYCLE EVENT; START DATE: 01/05/2021; APPROX. NUMBER OF HOURS/MONTH: 8; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason T. Percy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 24, 2020 - Present

CAPITAL ADVISORS, INC.

Office #1: 2222 South Utica Place Suite 300, Tulsa, OK 74114
RIA
CRD#: 104643
Tulsa, OK
Past

September 28, 2020 - October 31, 2022

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
Tulsa, OK
Past

March 4, 2019 - July 21, 2020

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
TULSA, OK
Past

September 14, 2018 - July 21, 2020

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
TULSA, OK
Past

May 10, 2011 - September 5, 2018

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
TULSA, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL ADVISORS, INC.
CAPITAL ADVISORS INC | CAPITAL ADVISORS, INC.

CRD#: 104643 / SEC#: 801-14050

RIA
Registered Investment Advisory firm - (9/18/1978 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oklahoma
(8/24/2020)
IAR
Texas
(8/24/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/1/2019
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/2/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 3/26/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/4/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 5/9/2011
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CA
CAPITAL ADVISORS, INC.
CAPITAL ADVISORS INC | CAPITAL ADVISORS, INC.

CRD#: 104643 / SEC#: 801-14050

RIA
Registered Investment Advisory firm - (9/18/1978 Approved)
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Contact information

Main Address
2222 South Utica Place Suite 300, Tulsa, OK 74114
Mailing Address
Phone number
(866) 230-5879
Established
Firm type
Fiscal year end
# of Employees
60

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

09 18 2025 CAI FORM ADV PART 2A FINAL (9/18/2025)

Regulatory assets under management

Total Number of Accounts7,297
AUM (Assets Under Management)$ 6,146,880,645

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL ADVISORS, INC.

CRD#: 104643Tulsa, OK 74114

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