Jay D. Angotti

KPC FINANCIAL SOLUTIONS

GRAPEVINE, TX 76051

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CRD#: 5890221

Professional summary

Jay David Angotti, CFP®, who also goes by Jay D Angotti, Jay Angotti, is a registered financial advisor currently at KPC FINANCIAL SOLUTIONS, LLC located in Grapevine, Texas.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jay has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jay D Angotti | Jay Angotti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay David Angotti's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

November 17, 2023 - Present

KPC FINANCIAL SOLUTIONS, LLC

Office #1: 1701 W. Northwest Hwy Suite 100, Grapevine, TX 76051

RIA

CRD#: 317107

GRAPEVINE, TX

Past

February 27, 2023 - November 30, 2023

HILLTOP SECURITIES INC.

RIA

CRD#: 6220

Dallas, TX

Past

February 27, 2023 - November 30, 2023

HILLTOP SECURITIES INC.

CRD#: 6220

Dallas, TX

Past

April 12, 2016 - March 8, 2023

SWAN GLOBAL INVESTMENTS, LLC

RIA

CRD#: 114669

DALLAS, TX

Past

February 18, 2015 - February 24, 2023

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

October 21, 2013 - December 9, 2014

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

ORLANDO, FL

Past

June 12, 2012 - August 29, 2013

KBR CAPITAL MARKETS, LLC

CRD#: 128800

PALO ALTO, CA

Past

August 12, 2011 - April 30, 2012

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

HONOLULU, HI

Past

March 30, 2011 - April 30, 2012

PARK AVENUE SECURITIES LLC

CRD#: 46173

HONOLULU, HI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/12/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/29/2011

General Securities Representative Examination

Current Firm

KPC FINANCIAL SOLUTIONS, LLC

KPC FINANCIAL SOLUTIONS LLC | KPC FINANCIAL SOLUTIONS, LLC

CRD#: 317107 / SEC#:

Texas

Registered Investment Advisory firm - (10/23/2021 Approved)

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Contact information

Main Address

1701 W. Northwest Hwy Suite 100, Grapevine, TX 76051

Mailing Address

Phone number

(877) 572-7526

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	747
AUM (Assets Under Management)	$ 59,731,554

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jay D. Angotti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay David Angotti's CRS (Customer Relationship Summary).

Certified licenses

Experience

HILLTOP SECURITIES INC.

HILLTOP SECURITIES INC.

SWAN GLOBAL INVESTMENTS, LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

INTERNATIONAL ASSETS ADVISORY, LLC

KBR CAPITAL MARKETS, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/12/2016

SIE

Date: 10/1/2018

Series 7

Date: 3/29/2011

Current Firm

KPC FINANCIAL SOLUTIONS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KPC FINANCIAL SOLUTIONS, LLC

TRUST BUT VERIFY

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