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Sally Anne Hughes

CRD# 5890141·Registered 2011 - 2012
Previously Registered: Being a previously registered professional could mean that Sally Anne is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sally Anne Hughes, who also goes by Sallyanne Hughes, Sallyanne Staff, was a registered financial advisor. Sally Anne was a previously registered financial professional and started their career in finance 2011 - 2012. Sally Anne had worked at 1 firm and has passed the Series 63 and Series 79 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sallyanne Hughes, Sallyanne Staff

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

MCLEAN SECURITIES, LLC·CRD# 104117
BD
Mclean, VA
June 7, 2011 - March 6, 2012

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Current Firm

MS
MCLEAN SECURITIES, LLC

MCLEAN SECURITIES, LLC | THE MCLEAN GROUP, LLC

CRD#: 104117 / SEC#: 8-52565
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

8260 Greensboro Drive Suite 350, Mclean, VA 22102

Mailing Address

8260 Greensboro Drive Suite 350, Mclean, VA 22102

Phone Number

(703) 827-0200

Established

Virginia since 10/13/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
THE MCLEAN GROUP, LLCPARENT—
MARTIN, MITCHELL ZACHARYCCO4993937
SMITH, ANDREW CLIFFORDFINOP—

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2011About the Series 63 exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jun 2011About the Series 79 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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