Nancy M. Gatens

GATENS FINANCIAL

Dallas, TX

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CRD#: 5889862

Professional summary

Nancy Markelz Gatens, CFP® is a registered financial advisor currently at GATENS FINANCIAL, LLC located in Dallas, Texas.

Nancy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Nancy has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Investment Planning

Estate Planning

Retirement Planning

Comprehensive Financial Planni...

Life Transitions

Do you have an area of expertise or specialization?

Business Owners

Corporate Executives

Investment Advice with Ongoing...

Medical Professionals

Retirement Planning & Distribu...

Women's Financial Planning Iss...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Markelz Gatens's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

May 16, 2017 - Present

GATENS FINANCIAL, LLC

RIA

CRD#: 288268

Dallas, TX

Past

February 7, 2011 - June 22, 2017

LEE FINANCIAL COMPANY, LLC

RIA

CRD#: 105910

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/19/2025)

IAR

Illinois
(8/1/2017)

IAR

Texas
(5/16/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/28/2011

Uniform Investment Adviser Law Examination

Current Firm

GATENS FINANCIAL, LLC

GATENS FINANCIAL | GATENS FINANCIAL, LLC

CRD#: 288268 / SEC#:

Illinois

Registered Investment Advisory firm - (8/1/2017 Approved)

Texas

Registered Investment Advisory firm - (5/15/2017 Approved)

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Contact information

Main Address

Dallas, TX

Mailing Address

Phone number

(855) 695-4877

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 27,823,563

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Nancy M. Gatens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Markelz Gatens's CRS (Customer Relationship Summary).

Certified licenses

Experience

GATENS FINANCIAL, LLC

LEE FINANCIAL COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/28/2011

Current Firm

GATENS FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GATENS FINANCIAL, LLC

TRUST BUT VERIFY

Contact information

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