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EF

Edward H. Fisher

DOUBLE SPRINGS CAPITAL LLC
Santa Barbara, CA 93101
Some features on this profile are disabled
CRD#: 5889826
EF

Professional summary


Edward Herbert Fisher IV, who also goes by Edward Herbert Fisher, is a registered financial advisor currently at DOUBLE SPRINGS CAPITAL LLC located in Santa Barbara, California.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Edward has worked at 2 firms and has passed the Series 65, Series 63 and Series 79 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Edward Herbert Fisher

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Edward Herbert Fisher IV's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 4, 2018 - Present

DOUBLE SPRINGS CAPITAL LLC

Office #1: 1117 State Street #mezz 6, Santa Barbara, CA 93101
RIA
CRD#: 296927
Santa Barbara, CA
Past

August 7, 2012 - July 23, 2014

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/4/2018)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/17/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


DS
DOUBLE SPRINGS CAPITAL LLC
DOUBLE SPRINGS CAPITAL LLC

CRD#: 296927 / SEC#:

California
Registered Investment Advisory firm - (6/4/2018 Approved)
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Contact information


Main Address
1117 State Street #mezz 6, Santa Barbara, CA 93101
Mailing Address
Phone number
(256) 668-2281
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts3
AUM (Assets Under Management)$ 49,119,130

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DOUBLE SPRINGS CAPITAL LLC

CRD#: 296927Santa Barbara, CA 93101

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