Christopher J. Vella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Vella, who also goes by Chris Vella, Christopher J Vella, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2011. Christopher had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 34, Series 7, Series 3, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2024 - January 2, 2025
ZEGA FINANCIAL, LLC
January 30, 2023 - July 23, 2024
CHARLES SCHWAB & CO., INC.
October 5, 2022 - July 23, 2024
CHARLES SCHWAB & CO., INC.
November 14, 2019 - February 26, 2024
TD AMERITRADE CLEARING, INC.
June 1, 2018 - October 14, 2022
TD AMERITRADE, INC.
April 27, 2015 - December 31, 2023
TD AMERITRADE, INC.
March 1, 2012 - April 27, 2015
OPTIONSXPRESS, INC.
October 26, 2011 - February 29, 2012
OX TRADING, LLC
June 28, 2011 - September 6, 2011
OPTIONSXPRESS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ZEGA FINANCIAL, LLC
CRD#: 156803 / SEC#: 801-78723
Contact information
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 4,548,181,412 |
Red Flags
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