Adrian D. Lyles

LYLES WEALTH MANAGEMENT LLC

Calhoun, GA 30701

Some features on this profile are disabled

CRD#: 5889785

Professional summary

Adrian Devon Lyles, who also goes by Adrian D Lyles, Adrian Lyles, is a registered financial advisor currently at LYLES WEALTH MANAGEMENT LLC located in Calhoun, Georgia.

Adrian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Adrian has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adrian D Lyles | Adrian Lyles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Founder; The P.U.L.L. Movement Inc.; Investment Related: No; Location: 105 Laurel Creek Rd. Ste 11B Calhoun, GA 30701; Description of the business: Organization is a non profit designed to reduce social inequality, while increasing the dialogue around cultural inclusion. ; Responsibilities Duties: Working with elected officials and community leaders to stimulate conversations around inequity. Speaking engagements may include personal experiences and hope for the future. ; Start date with business: 2020-06-12; Hours devoted to business during trading hours: 20; Hours devoted to business outside trading hours: 20;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adrian Devon Lyles's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 3, 2018 - Present

LYLES WEALTH MANAGEMENT LLC

Office #1: 105 Laurel Creek Rd. Suite 11b, Calhoun, GA 30701

RIA

CRD#: 299373

Calhoun, GA

Past

August 14, 2015 - February 28, 2019

DEMPSEY LORD SMITH, LLC

RIA

CRD#: 141238

CALHOUN, GA

Past

July 2, 2015 - February 28, 2019

DEMPSEY LORD SMITH, LLC

CRD#: 141238

CALHOUN, GA

Past

March 21, 2011 - July 7, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CARTERSVILLE, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(12/3/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/11/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/22/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/14/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/18/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LYLES WEALTH MANAGEMENT LLC

CRD#: 299373 / SEC#:

Georgia

Registered Investment Advisory firm - (12/3/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

105 Laurel Creek Rd. Suite 11b, Calhoun, GA 30701

Mailing Address

Phone number

(770) 630-9259

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	159
AUM (Assets Under Management)	$ 39,273,652

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Trennon Udall

SEVENSUEDE INVESTMENT ADVISOR

IAR

Mesa, AZ

Steven Glasgow

GLOBAL RETIREMENT PARTNERS LLC

IAR

Nashville, TN

James Moore

EDWARD JONES

IAR

Ft Worth, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Adrian D. Lyles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adrian Devon Lyles's CRS (Customer Relationship Summary).

Certified licenses

Experience

LYLES WEALTH MANAGEMENT LLC

DEMPSEY LORD SMITH, LLC

DEMPSEY LORD SMITH, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/11/2015

Series 63

Date: 3/22/2011

SIE

Date: 10/1/2018

Series 7

Date: 6/14/2012

Series 6

Date: 3/18/2011

Current Firm

LYLES WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LYLES WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors