Christopher D. Morgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher David Morgan was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2011. Christopher had worked at 4 firms and has passed the Series 66, SIE, Series 87, Series 7 and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2020 - March 11, 2024
MTC WEALTH MANAGEMENT
January 24, 2017 - September 26, 2018
MACQUARIE CAPITAL (USA) INC.
September 11, 2013 - January 10, 2017
WELLS FARGO CLEARING SERVICES, LLC
July 29, 2013 - January 10, 2017
WELLS FARGO CLEARING SERVICES, LLC
April 15, 2011 - December 13, 2012
T3 TRADING GROUP, LLC
Primary Firm SEC Registration
MTC WEALTH MANAGEMENT
CRD#: 305308 / SEC#: 801-117300
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 3/14/2012
Proprietary Trader Qualification ExaminationCurrent Firm
MTC WEALTH MANAGEMENT
CRD#: 305308 / SEC#: 801-117300
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 207,695,797 |
Red Flags
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