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Thomas Logan Saunders

CRD# 5889692·Registered 2013 - 2023
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Logan Saunders was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 2013 - 2023. Thomas had worked at 1 firm and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

ALTERITY FINANCIAL GROUP, LLC·CRD# 153534
RIA
Swanville, ME
October 18, 2013 - July 6, 2023

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Current Firm

AF
ALTERITY FINANCIAL GROUP, LLC

ALTERITY FINANCIAL GROUP, LLC | MAINE ASSET MANAGEMENT, LLC | FLORIDA ASSET MANAGEMENT

CRD#: 153534 / SEC#: 801-79430

Contact Information

Main Address

21 Main Street Suite 201, Bangor, ME 04401

Mailing Address

21 Main Street Suite 201, Bangor, ME 04401

Phone Number

(800) 966-7730

# of Employees

7

Documents

Latest Form ADV

Part 2 Brochures

AFG FORM ADV 2A (1/30/2024)

Regulatory Assets Under Management

Total Number of Accounts

462

AUM (Assets Under Management)

$120,873,719

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SCARY MOUNTAIN ENTERPRISES LLC, NO, 315 HATCHET MOUNTAIN RD HOPE, ME 04847, PROPERTY MANAGEMENT, MANAGER, 02/2021, 120 HOURS/ MONTH, 0 HOURS/ MONTH DURING TRADING HOURS, COORDINATE WORKERS, DEAL WITH TENANTS, SHOW PROPERTIES, WRITE LEASES, VIEW POTENTIAL PROPERTIES, BASIC ACCOUNTING. COMPENSATION RECEIVED. ERA DAWSON BRADFORD, NO, 417 MAIN STREET, BANGOR, ME. 04401, REAL ESTATE AGENT, 07/2021, 24 HOURS/MONTH, 0 HOURS/MONTH DURING TRADING HOURS, SALES AGENT FOR REAL ESTATE TRANSACTIONS AS NEEDED THROUGH APPLICABLE SCARY MOUNTAIN OBA.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2013About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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