Bethany New
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bethany New, who also goes by Bethany Shirley Blanz, was a registered financial professional .
Bethany is a previously registered financial professional and started their career in finance in 2011. Bethany had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2011 - October 18, 2012
CAPITAL ONE FINANCIAL ADVISORS LLC
February 23, 2011 - October 18, 2012
CAPITAL ONE INVESTMENT SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL ONE FINANCIAL ADVISORS LLC
CRD#: 127236 / SEC#:
Contact information
Red Flags
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