Leon C. Mazza

HERITAGE GROVE WEALTH MANAGEMENT | Vice President, Financial Consultant

DANVILLE, CA

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CRD#: 5889289

Professional summary

Leon C Mazza, who also goes by Leon Christopher Mazza, is a registered financial advisor currently at HERITAGE GROVE WEALTH MANAGEMENT, LLC located in Danville, California.

Leon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Leon has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Biography

My focus during my 14 year career as an advisor to high net worth investors has been to empower clients to make more informed investment decisions in an evolving investment universe.  The goal is to guide and partner with clients and their families to create financial plans in an effort to help secure a healthy financial future.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leon Christopher Mazza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leon C Mazza's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

Saint Mary's College of California

Bachelor of Business Administration - Economics and Finance

2000

Experience

Current

July 1, 2025 - Present

HERITAGE GROVE WEALTH MANAGEMENT, LLC

RIA

CRD#: 336771

DANVILLE, CA

Past

March 31, 2025 - May 13, 2025

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

DANVILLE, CA

Past

September 23, 2020 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

DUBLIN, CA

Past

August 13, 2020 - May 13, 2025

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

DUBLIN, CA

Past

March 14, 2011 - February 7, 2020

FISHER INVESTMENTS

RIA

CRD#: 107342

SAN MATEO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HERITAGE GROVE WEALTH MANAGEMENT, LLC

CRD#: 336771 / SEC#: 801-133024

RIA

Registered Investment Advisory firm - (6/24/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/15/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/11/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/30/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/11/2020

Securities Industry Essentials Examination

Current Firm

HERITAGE GROVE WEALTH MANAGEMENT, LLC

CRD#: 336771 / SEC#: 801-133024

RIA

Registered Investment Advisory firm - (6/24/2025 Approved)

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Contact information

Main Address

Danville, CA

Mailing Address

Phone number

(925) 890-8839

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - HERITAGE GROVE WEALTH MANAGEMENT, LLC (5/19/2025)

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 110,450,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Leon C. Mazza

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leon C Mazza's CRS (Customer Relationship Summary).

Certified licenses

Education

Saint Mary's College of California

Experience

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

FISHER INVESTMENTS

Primary Firm SEC Registration

HERITAGE GROVE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/15/2020

Series 65

Date: 3/11/2011

Series 7TO

Date: 7/30/2020

SIE

Date: 6/11/2020

Current Firm

HERITAGE GROVE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HERITAGE GROVE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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