Sean Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Murphy was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2011. Sean had worked at 2 firms and has passed the Series 57TO, SIE and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2022 - November 11, 2022
OLD MISSION CAPITAL, LLC
August 30, 2012 - February 18, 2022
QUIET LIGHT SECURITIES, LLC
June 27, 2011 - July 28, 2011
QUIET LIGHT SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 10/2/2012
Proprietary Trader Qualification ExaminationCurrent Firm
OLD MISSION CAPITAL, LLC
CRD#: 146991 / SEC#: , 8-67867
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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