Raymond T. Bridges

BRIDGES CAPITAL LLC

Fort Lauderdale, FL 33308

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CRD#: 5889223

Professional summary

Raymond Thomas Bridges is a registered financial advisor currently at BRIDGES CAPITAL LLC located in Fort Lauderdale, Florida.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Raymond has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Raymond T Bridges CPA 3328 NE 32nd Street Fort Lauderdale FL 33308 Owner Start date was Feb 1 2019. Hours worked during trading hours 20 hours a month. Duties involve recommendations if clients' needs support the recommendation of a tax preparation and tax advice.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Thomas Bridges's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2018 - Present

BRIDGES CAPITAL LLC

Office #1: 3328 Ne 32nd St, Fort Lauderdale, FL 33308

RIA

CRD#: 297718

Fort Lauderdale, FL

Past

September 12, 2012 - May 30, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

FORT LAUDERDALE, FL

Past

September 11, 2012 - May 30, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

FORT LAUDERDALE, FL

Past

August 24, 2011 - August 23, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

FT LAUDERDALE, FL

Past

August 16, 2011 - August 23, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

FT LAUDERDALE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIDGES CAPITAL LLC

CRD#: 297718 / SEC#: 801-127316

RIA

Registered Investment Advisory firm - (2/9/2023 Approved)

Florida

Registered Investment Advisory firm - (2/22/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/22/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/30/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/2011

General Securities Representative Examination

Current Firm

BRIDGES CAPITAL LLC

CRD#: 297718 / SEC#: 801-127316

RIA

Registered Investment Advisory firm - (2/9/2023 Approved)

Florida

Registered Investment Advisory firm - (2/22/2023 Terminated)

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Contact information

Main Address

3328 Ne 32nd St, Fort Lauderdale, FL 33308

Mailing Address

Phone number

(954) 271-1075

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRIDGES CAPITAL LLC PART 2A (2/4/2025)

Regulatory assets under management

Total Number of Accounts	61
AUM (Assets Under Management)	$ 74,727,158

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Raymond T. Bridges

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Thomas Bridges's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

BRIDGES CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/22/2011

SIE

Date: 5/30/2018

Series 7

Date: 8/15/2011

Current Firm

BRIDGES CAPITAL LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIDGES CAPITAL LLC

TRUST BUT VERIFY

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