BE
Bruno M. Esquen Blas
SUMRIDGE PARTNERS
Red Bank, NJ 07701
Some features on this profile are disabled
CRD#: 5888883
BE
Professional summary
Bruno Miguel Esquen Blas, who also goes by Bruno Miguel Esquen, Bruno Esquen, Bruno Miguel Esquen Blas, is a registered financial professional currently at SUMRIDGE PARTNERS, LLC located in Red Bank, New Jersey.
Bruno is registered as a RR (Registered Representative) and started their career in finance in 2012. Bruno has worked at 4 firms and has passed the Series 66, Series 63, Series 3, SIE, Series 52 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Bruno Miguel Esquen | Bruno Esquen | Bruno Miguel Esquen Blas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Bruno Miguel Esquen Blas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 26, 2019 - Present
SUMRIDGE PARTNERS, LLC
Office #1: 20 White Street 2nd Floor, Red Bank, NJ 07701BD
CRD#: 152437
Red Bank, NJ
Past
April 3, 2017 - July 31, 2019
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
BD
CRD#: 130847
NEW YORK, NY
Past
September 8, 2016 - February 21, 2017
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Past
August 8, 2012 - September 9, 2016
MORGAN STANLEY
BD
CRD#: 149777
PURCHASE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/26/2019)
RR
Alaska(11/26/2019)
RR
Arizona(11/26/2019)
RR
Arkansas(11/26/2019)
RR
California(11/26/2019)
RR
Colorado(11/26/2019)
RR
Connecticut(11/26/2019)
RR
Delaware(11/26/2019)
RR
District of Columbia(11/26/2019)
RR
Florida(11/26/2019)
RR
Georgia(11/26/2019)
RR
Hawaii(11/26/2019)
RR
Idaho(11/26/2019)
RR
Illinois(11/26/2019)
RR
Indiana(11/26/2019)
RR
Iowa(11/26/2019)
RR
Kansas(11/26/2019)
RR
Kentucky(11/26/2019)
RR
Louisiana(11/26/2019)
RR
Maine(11/26/2019)
RR
Maryland(11/26/2019)
RR
Massachusetts(11/26/2019)
RR
Michigan(11/26/2019)
RR
Minnesota(11/26/2019)
RR
Mississippi(11/26/2019)
RR
Missouri(11/26/2019)
RR
Montana(11/26/2019)
RR
Nebraska(11/26/2019)
RR
Nevada(11/26/2019)
RR
New Hampshire(11/26/2019)
RR
New Jersey(11/26/2019)
RR
New Mexico(11/26/2019)
RR
New York(11/26/2019)
RR
North Carolina(11/26/2019)
RR
North Dakota(11/26/2019)
RR
Ohio(11/26/2019)
RR
Oklahoma(11/26/2019)
RR
Oregon(11/26/2019)
RR
Pennsylvania(11/26/2019)
RR
Puerto Rico(11/26/2019)
RR
Rhode Island(11/26/2019)
RR
South Carolina(11/26/2019)
RR
South Dakota(11/26/2019)
RR
Tennessee(1/31/2022)
RR
Texas(11/26/2019)
RR
Utah(11/26/2019)
RR
Vermont(11/26/2019)
RR
Virgin Islands(11/26/2019)
RR
Virginia(11/26/2019)
RR
Washington(11/26/2019)
RR
West Virginia(11/26/2019)
RR
Wisconsin(11/26/2019)
RR
Wyoming(11/26/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SUMRIDGE PARTNERS, LLC
SUMRIDGE PARTNERS, A COMPANY OF RAYMOND JAMES | SUMRIDGE PARTNERS, LLC
CRD#: 152437 / SEC#: , 8-68454
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
111 Town Square Place, Jersey City, NJ 07310
Mailing Address
111 Town Square, Jersey City, NJ 07310
Phone number
(201) 898-2525
Established
Delaware since 09/29/2009
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVEREST ACQUISITION CO. | OWNER | |
| CARTER, HORACE LEROY | PRESIDENT | 2157720 |
| CATLIN, CHRISTOPHER EDWIN | DIRECTOR OF OPERATIONS/ COO (2/2015) | 1759063 |
| CHAMPAGNE, JUSTIN TYLER | MUNICIPAL PRINCIPAL/ MANAGING DIRECTOR (7/2022) | 5822474 |
| CHAMPAGNE, RYAN | HEAD OF TRADING/ SENIOR MANAGING DIRECTOR (7/2022) | 4774950 |
| DELEON, ALLYSSA NICOLE | CFO/ FINOP | 6902665 |
| JIANG, JIANZHONG | CHIEF TECHNOLOGY OFFICER/ SENIOR MANAGING DIRECTOR (7/2022) | 4779195 |
| MORANO, KEVIN ROBERT | SENIOR MANAGING DIRECTOR | 1928935 |
| SHIM, KATHERINE | CHIEF COMPLIANCE OFFICER | 4204142 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
