John W. Mccallum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Mccallum III, who also goes by John W Mccallum III, John W Mccallum, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2011. John had worked at 6 firms and has passed the Series 66, Series 99TO, SIE, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2024 - February 5, 2025
M1 FINANCE
December 9, 2021 - December 31, 2023
M1 FINANCE
August 26, 2021 - February 5, 2025
M1 FINANCE LLC
September 13, 2016 - August 18, 2021
TASTYTRADE, INC.
January 21, 2015 - September 12, 2016
E*TRADE FUTURES LLC
January 18, 2012 - January 21, 2015
OPTIONSHOUSE1, LLC
April 11, 2011 - July 13, 2011
EDWARD JONES
March 25, 2011 - July 13, 2011
EDWARD JONES
Primary Firm SEC Registration
M1 FINANCE
CRD#: 249787 / SEC#: 801-106511
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
M1 FINANCE
CRD#: 249787 / SEC#: 801-106511
Contact information
SEC notice filing (1 States and Territories)
Documents
Red Flags
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