William G. Malachowski

CAPE SECURITIES

Mcdonough, GA 30253

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CRD#: 5888779

Professional summary

William G Malachowski, who also goes by Bill Malachowski, is a registered financial professional currently at CAPE SECURITIES INC. located in Mcdonough, Georgia and KINGSWOOD CAPITAL PARTNERS, LLC located in New York, New York.

William is registered as a RR (Registered Representative) and started their career in finance in 2011. William has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bill Malachowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William G Malachowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2019 - Present

CAPE SECURITIES INC.

Office #1: 1600 Pennsylvania Avenue, Mcdonough, GA 30253

CRD#: 7072

Mcdonough, GA

Current

May 19, 2023 - Present

KINGSWOOD CAPITAL PARTNERS, LLC

Office #1: 126 E 56 St Suite 301, New York, NY 10022

CRD#: 288898

New York, NY

Past

February 20, 2019 - May 19, 2023

D. BORAL CAPITAL

CRD#: 103792

New York, NY

Past

November 30, 2016 - February 21, 2019

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

NEW YORK, NY

Past

September 27, 2012 - December 8, 2016

LEGEND SECURITIES, INC.

CRD#: 44952

Sparta, NJ

Past

September 7, 2011 - October 8, 2012

PHD CAPITAL

CRD#: 38785

RAMSEY, NJ

Past

February 18, 2011 - September 8, 2011

GARDEN STATE SECURITIES, INC.

CRD#: 10083

SADDLE BROOK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(5/19/2023)

Connecticut
(5/19/2023)

Florida
(5/19/2023)

Maryland
(5/19/2023)

New Jersey
(5/19/2023)

New York
(3/8/2019)

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/11/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/17/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/10/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KINGSWOOD CAPITAL PARTNERS, LLC

CHALICE CAPITAL PARTNERS, LLC | KINGSWOOD INVESTMENTS | KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898 / SEC#: , 8-69967

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

11440 W. Bernardo Ct. Suite 300, San Diego, CA 92127

Mailing Address

126 E 56th Suite 3l, New York, NY 10022

Phone number

(800) 535-6981

Established

Nevada since 10/26/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
KINGSWOOD US, LLC	MEMBER
ALSORAIMI, MOHAMED	CCO	5319490
GOLDEN, JAIME GALIONE	PRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS	2946822
NESSIM, MICHAEL HASKEL	CEO	2573543
PITKOFF, DAVID JONATHAN	CFO	2822280
RAYEVSKIY, VALERIY P	COO	5788810
ROMERO, MONIQUE VICTORIA	FINOP	6712654
WILDER, JEREMY MATHEW	CHIEF LEGAL OFFICER	7080690

Red Flags

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Advisor Monitoring

Firm Stability Insights

William G. Malachowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William G Malachowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINGSWOOD CAPITAL PARTNERS, LLC

D. BORAL CAPITAL

NEWBRIDGE SECURITIES CORPORATION

LEGEND SECURITIES, INC.

PHD CAPITAL

GARDEN STATE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/2013

Series 63

Date: 3/11/2011

SIE

Date: 10/1/2018

Series 7

Date: 2/17/2011

Series 24

Date: 10/10/2011

FINRA

Current Firm

KINGSWOOD CAPITAL PARTNERS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

KINGSWOOD CAPITAL PARTNERS, LLC

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