Michael A. Brennan
Professional summary
Michael Andrew Brennan, who also goes by Mike Brennan, is a registered financial advisor currently at BRENNAN CAPITAL MANAGEMENT LLC located in Westport, Connecticut.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Michael has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, Series 57TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Andrew Brennan's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2021 - Present
BRENNAN CAPITAL MANAGEMENT LLC
Office #1: 8 Wright Street Suite 107, Westport, CT 06880June 25, 2015 - October 19, 2020
GOLDMAN SACHS & CO. LLC
March 9, 2011 - August 23, 2011
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/5/2024)
(3/11/2022)
(8/21/2023)
(10/22/2021)
(7/18/2023)
Exams
Series 7TO
Date: 2/3/2024
General Securities Representative ExaminationSeries 57TO
Date: 2/3/2024
Securities Trader ExamCurrent Firm
BRENNAN CAPITAL MANAGEMENT LLC
CRD#: 316432 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 51 |
| AUM (Assets Under Management) | $ 21,225,858 |
Red Flags
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Company Information
BRENNAN CAPITAL MANAGEMENT LLC
CRD#: 316432Westport, CT 06880TRUST BUT VERIFY
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