Morgan Mccarthy
Professional summary
Morgan Mccarthy, who also goes by Morgan T Mccarthy, Morgan Taylor Mccarthy, Morgan Mccarthy, is a registered financial professional currently at LEERINK PARTNERS LLC located in New York, New York.
Morgan is registered as a RR (Registered Representative) and started their career in finance in 2012. Morgan has worked at 5 firms and has passed the Series 66, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Morgan Mccarthy's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2021 - Present
LEERINK PARTNERS LLC
Office #1: 1301 Avenue Of The Americas 5th Floor, New York, NY 10019November 20, 2020 - April 22, 2021
UBS SECURITIES LLC
September 17, 2018 - October 29, 2020
BARCLAYS CAPITAL INC.
March 28, 2017 - September 11, 2018
NEEDHAM & COMPANY, LLC
August 21, 2012 - March 7, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 19, 2012 - March 7, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2021)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
LEERINK PARTNERS LLC
CRD#: 39011 / SEC#: 801-68264, 8-48535
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEERINK INTERMEDIATE HOLDINGS LLC | MEMBER | |
| CASEY, KEVIN MICHAEL | CHIEF COMPLIANCE OFFICER | 4754440 |
| DAVIDSON, THOMAS ADAM | SENIOR MANAGING DIRECTOR | 2248233 |
| DUBIN, DANIEL BARRY | SENIOR MANAGING DIRECTOR | 3231063 |
| GENTILE, JOSEPH ROBERT | CHIEF ADMINISTRATIVE OFFICER | 2545927 |
| HEINEMAN, STEVEN P | GENERAL COUNSEL | 5386950 |
| JURKIEWICZ, GREGG MARTIN | FINOP | 4440135 |
| LEERINK, JEFFREY ALAN | CEO | 1718986 |
| OLSON, ERIC PATRICK | PRINCIPAL OPERATIONS OFFICER | 2542584 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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